Alvarado & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management to individuals and families, including high-net-worth households, tailoring portfolios to clients’ financial objectives, risk tolerance, and liquidity needs. It operates as a fee-based adviser using a percentage-of-AUM billing model and reports roughly $4.8 million in assets under management.
Portfolios are constructed with diversified exposure and an emphasis on income generation, risk management, and long-term capital stewardship, often incorporating income-producing investments and exchange-traded funds. The firm manages client accounts on a discretionary basis, monitors positions on an ongoing basis, and conducts formal reviews at least quarterly.
Notable distinctions include the principal’s registration and affiliation with a Panama-registered investment adviser and the firm’s stated use of Interactive Brokers for its execution capabilities and global access, reflecting service to non-U.S. clients. The principal also provides separate corporate advisory and M&A-related services to privately held companies (which may involve transaction-based compensation and related conflicts disclosed in the brochure), and the firm offers occasional no-fee educational seminars and workshops for groups.
Client services
Expertise
Fee options
$0 - $500,000: 0.95% annually $500,001 - $1,000,000: 0.75% annually $1,000,001 - $2,000,000: 0.60% annually $2,000,001+: 0.45% annually
Main office
Gelndale AZ
Advisors at this office
1
Most active in
Arizona · Missouri
Also doing business as
Alvarado & Associates, LLC · Alvarado Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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