Alvin Clay Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$166,857,488
Clients
172
Advisors
3
of 5 employees
About
Alvin Clay Financial Advisors offers discretionary portfolio management along with financial consulting, pension consulting, and tax services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, corporations, private education institutions, and other entities. The firm implements client advice through model portfolios and may allocate assets to unaffiliated sub‑advisers, with custodial relationships established at SEI Private Trust Company and Charles Schwab.
The firm's investment process emphasizes model‑based asset allocation informed by Modern Portfolio Theory and, when requested, ESG criteria, using SEI‑developed fund and ETF models as well as Schwab model portfolios; it conducts ongoing discretionary rebalancing and may invest in mutual funds, ETFs, individual stocks and bonds. The brochure also discloses that the firm may permit borrowing within separately managed accounts, and it operates under a sub‑advisory agreement with SEI that governs use of SIMC model programs and implementation.
Compared with many small advisory practices, Alvin Clay combines a small advisor team with extensive platform integration — participation in SEI’s Advisor Benefit Program, use of SEI’s proposal and custody platform, and an active Schwab relationship — which provides access to model solutions, technology, and certain SEI client discounts. The firm also offers ERISA‑focused pension consulting, may serve as trustee on select accounts, and retains the ability to appoint or replace third‑party sub‑advisers, reflecting a broader institutional service set than is typical for a three‑advisor firm.
Client services
Expertise
Fee options
Financial consulting fees generally start at $3,000, fixed fees dependent on engagement
$0 - $500,000: 1.50% $500,000 - $2,000,000: 1.00% $2,000,000+: 0.50%
Account minimum: $500,000 Minimum fee: $5,000 minimum annual fee to open and maintain an account, may be waived at discretion
Main office
309 York Road, Suite 215
Jenkintown PA 19046
Advisors at this office
3
Most active in
New Jersey · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Richard B
Series 65
Jenkintown, PA
Alvin Clay Financial Advisors, LLC
Richard Borowy is a Series 65-licensed financial advisor with Alvin Clay Financial Advisors, LLC, based in Jenkintown, PA. He has over three decades of industry experience, including 32 years at Pitcairn Trust Company and work as an independent consultant prior to joining Alvin Clay Financial Advisors. Alvin Clay Financial Advisors serves individuals, pension and profit-sharing plans, charitable organizations, corporations, and private education institutions. The firm provides discretionary portfolio management and consulting services using a goal-based, tailored approach and manages assets primarily through model portfolios and managed account programs in partnership with SEI Investment Management.
Alvin C
CFP®, PFS™
Jenkintown, PA
Alvin Clay Financial Advisors, LLC
Alvin Clay III is a CFP® and PFS™ credentialed advisor with 10 years of industry experience. He has been with Alvin Clay Financial Advisors, LLC since 2015, where he works as part of a five-advisor team based in Jenkintown, PA. Alvin Clay Financial Advisors serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, corporations, and private education institutions. The firm offers discretionary portfolio management, financial and pension consulting, and tax-related services, utilizing model portfolios and managed accounts primarily invested in mutual funds and ETFs, with some accounts holding individual stocks and bonds through sub-advisers.
Paul K
Series 63, Series 66
Jenkintown, PA
Alvin Clay Financial Advisors, LLC
Paul Kingston is a financial advisor at Alvin Clay Financial Advisors, LLC with 22 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Meridian Wealth Partners, Great Valley Advisor Group, and LPL Financial. Alvin Clay Financial Advisors serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, corporations, and private education institutions. The firm offers discretionary portfolio management, financial and pension consulting, and tax-related services, employing model portfolios and managed account programs primarily invested in mutual funds and ETFs.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")