A
AM Wealth Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,100,597
Clients
19
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$584,242
About
AM Wealth Solutions, LLC provides investment planning, portfolio construction, and ongoing portfolio management to individuals, high-net-worth clients, and nonprofit institutions. The firm offers both ongoing portfolio management and discrete planning or consulting engagements tailored to clients’ financial goals.
The firm’s investment process is research-driven and combines strategic asset allocation with tactical adjustments, using fundamental and technical analysis, sector and thematic exposures, and risk-management tools; portfolios are constructed with attention to tax efficiency and may incorporate private-asset exposures for qualified investors. AM Wealth Solutions tailors portfolios to written client constraints (including ESG or ethical limits) and offers discretionary and non-discretionary arrangements depending on client preference.
What distinguishes the firm is its combination of a recently established, small advisory practice with an advisor background in institutional portfolio strategy and strategy consulting, and an explicit emphasis on serving nonprofit organizations alongside high-net-worth and individual clients. The firm operates on a fee-only basis, recommends a major independent custodian for client assets, does not accept third-party compensation, and leaves proxy voting to clients rather than voting securities on their behalf.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Tax-loss harvesting
ESG / Sustainable investing
Active portfolio management
Fee options
$0 - $1,000,000: 1.5% annually $1,000,001 - $5,000,000: 1.25% annually $5,000,001+: 1.00% annually
$250 per hour, negotiable based on complexity and scope
Account minimum: $100,000 Fee-only: Investment advisory fees based on AUM; no commissions or third-party compensation received.
Main office location
AM Wealth Solutions, LLC
Irvine CA, United States
Number of offices
1
Most active in
AM Wealth Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
California · Massachusetts · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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