A complete list of active advisors currently associated with Ambrozy & Associates, Inc.

Warmer can help you find a great advisor at Ambrozy & Associates, Inc. or one who fits your needs even better.

Ambrozy & Associates, Inc. is a single-advisor independent investment adviser that provides portfolio management and financial planning to a small client base, managing roughly $1.56 million for about ten clients as disclosed in its brochure. The brochure indicates the firm works with high-net-worth and institutional-type clients and includes pension plans among the types of clients it serves, rather than focusing on non-high-net-worth retail individuals. The firm charges percentage-of-assets-under-management advisory fees for portfolio management, a common practice among independent advisers, and describes its methods of analysis and investment strategies in Item 8 of the brochure. In addition to advisory services, the brochure discloses that the firm may execute commissionable transactions and sell other financial products, which it covers in its Fees and Other Financial Industry Activities sections. Notably, the brochure discloses that the adviser is licensed as an insurance agent and engages in insurance product sales, and it also contains disciplinary information in Item 9, both of which are uncommon among independent solo advisers. The combination of pension consulting services, commissionable product sales, insurance-licensing, and a very small, specialized client roster distinguishes the firm from many peers.

To learn more about the advisors currently working at Ambrozy & Associates, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.