A complete list of active advisors currently associated with American Financial Management, Ltd.
Warmer can help you find a great advisor at American Financial Management, Ltd. or one who fits your needs even better.
American Financial Management provides discretionary investment management and financial planning to individual clients (including high‑net‑worth and non‑HNW households) as well as retirement plans and plan sponsors. Services include asset allocation/risk management, a mutual fund/variable annuity sub‑account conversion management service, participant account management for held‑away retirement assets via the Pontera platform, and ERISA 3(21) or 3(38) plan advisory services. The firm implements client strategies through an individualized process that documents goals and risk tolerance in client profiles or an investment policy statement and uses a mix of analytical methods (fundamental analysis, Modern Portfolio Theory, technical/charting, quantitative and cyclical analysis). Accounts are managed on a discretionary basis with at least quarterly reviews and rebalancing, and clients may impose written restrictions on investment management. Distinctive features noted in the brochure include affiliated advisors who act as licensed insurance agents and registered representatives and who receive external compensation for insurance and broker‑dealer product sales; the brochure discloses these arrangements and the firm’s mitigation measures for the resulting conflicts. The firm also discloses the use of third‑party promoters and written referral agreements (including paid referrals), relies on a third‑party platform to manage held‑away participant accounts without custody, and states operational choices such as not aggregating trades and not voting client proxies.
To learn more about the advisors currently working at American Financial Management, Ltd., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse American Financial Management, Ltd.'s office locations.
Name |
Location |
Years of experience |
|---|---|---|
Owings Mills, MD
| 7
| |
Cedar Falls, IA
| 45
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")