American Strategic Capital
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About
American Strategic Capital provides asset management and portfolio review services and also sells investment research and strategy tools to wealth managers and institutional investors. Its offerings include non‑discretionary mutual fund/ETF asset‑allocation programs and discretionary separately managed account programs built around systematic industry sector rotation and dynamic asset allocation.
The firm’s investment approach relies on proprietary quantitative models that combine fundamental, technical and cyclical analysis to determine sector selection and asset mix, and its ASC Sector Program explicitly rotates industry exposure and can result in concentrated sector weights and active, frequent trading. Certain strategies permit the use of leveraged mutual funds, options and margin, which the firm discloses can increase short‑term volatility, tracking error and other trading risks.
American Strategic Capital discloses the uncommon practice—among peer investment managers—of employing borrowing (margin) and derivatives in separately managed accounts, and it offers performance‑based fee arrangements for qualified high‑net‑worth clients. The firm is affiliated with and licenses proprietary research from an affiliated adviser (Sector Logic, LP) and markets its ten systematic sector strategies and related research products to other registered advisers; its brochure also reports $0 in regulatory assets under management as of December 31, 2024.
Client services
Expertise
Fee options
Portfolio Review Program 1 and 2 fees are fixed fees, negotiated with clients, minimums $350 and $1,000 respectively.
Less than $99,999 - $99,999: 1.875% annually $100,000 - $249,999: 1.50% annually $250,000 - $499,999: 1.30% annually $500,000 - $999,999: 1.10% annually $1,000,000 - $1,999,999: 1.00% annually $2,000,000 - $4,999,999: 0.80% annually $5,000,000+: Negotiable
Two performance fee programs: Program 1 charges 0.75% annual management fee plus 10% of net capital appreciation; Program 2 charges 0.50% annual management fee plus 20% of net capital appreciation exceeding 1-year U.S. Treasury Bill Rate.
Investment Research Services charged on a flat monthly basis up to $3,000/month.
Account minimum: $100,000 Minimum fee: Portfolio Review Program 1 minimum fee: $350; Portfolio Review Program 2 minimum fee: $1,000
Main office
200 E. Sandpointe Ave, Suite 315
Santa Ana CA 92707-6714
Advisors at this office
1
Most active in
California
Also doing business as
American Strategic Capital · American Strategic Capital, Inc.
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Accountant / CPA / tax prep
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Lawyer
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Real estate agent
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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