Rockford, IL Argus Dr Office
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Ameriprise
Institution
Firm-wide stats for Ameriprise
About
Ameriprise Financial Services is a large, diversified advisory firm that serves individual and institutional clients and offers a specialized Ameriprise Premier Retirement Income service for clients approaching or in retirement. The Service delivers a written Recommendation Report and ongoing annual retirement‑income planning advice focused on dependable income sources and tax‑aware withdrawal strategies.
The retirement income offering is produced by a centralized Service team that collaborates with the client’s Ameriprise financial advisor; implementation is non‑discretionary and clients or their advisors act on the recommendations. Analysis for the Recommendation Report draws on Ameriprise’s investment research, third‑party data and algorithmic tools overseen by an internal committee, and typically addresses asset allocation, asset‑bucketing/adaptive withdrawal approaches, and Social Security claiming options.
Distinctive features include restrictive enrollment criteria that require a minimum level of investable assets and the inclusion of Ameriprise managed account assets (and therefore assets held at Ameriprise) to participate, which is more limiting than many large advisory programs. The firm’s recommendations operate within an investment universe influenced by its affiliated product ecosystem and distribution arrangements — including Columbia and RiverSource sub‑advised options, AEIS cost‑reimbursement relationships for some investment portfolios, and a StartingPoint list that privileges participating fund firms — and Ameriprise discloses these economic relationships and rebates certain fund‑level fees in Managed Accounts.
Based on Ameriprise
Expertise
Based on Ameriprise
Location
7160 Argus Dr, Ste 102
Rockford IL 61107-5809
Advisors at this office
4
Advisors at this office
Mrudangi D
Series 66
Rockford, IL
Ameriprise
Mrudangi Desai is a financial advisor at Ameriprise with a Series 66 designation and approximately one year of industry experience. Prior to joining Ameriprise, Desai held roles at Questrade Financial Group and FGF Brands Inc, as well as various short-term positions and educational pursuits at the University of Waterloo. Ameriprise Financial Services is a large advisory firm serving individual and institutional clients, with a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning advice focused on dependable income sources and tax-aware withdrawal strategies.
Amy H
Series 66
Rockford, IL
Ameriprise
Amy Harris is a financial advisor with Ameriprise in Rockton, IL, holding a Series 66 designation and 12 years of industry experience. She has been with Ameriprise and its related entities since 2013. Outside of her advisory role, she is employed by Engen Legacy LLC, where she provides client advice and services. Ameriprise offers a retirement-income planning service targeted at individuals nearing or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficiency analysis to deliver tailored, written recommendation reports through a centralized consulting team, emphasizing assets managed within Ameriprise accounts.
James W
Series 66
Rockford, IL
Ameriprise
James Widstrom is a financial advisor with Ameriprise in Rockford, IL, holding a Series 66 designation and eight years of industry experience. He has been with Ameriprise and its affiliate since 2016. Widstrom is also involved with Engen Legacy LLC, where he works as an Associate Advisor. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service for clients near or in retirement, providing written recommendation reports and ongoing advice focused on income planning and tax-aware withdrawal strategies.
Lana E
Series 63, Series 65
Rockford, IL
Ameriprise
Lana Engen is a financial advisor with Ameriprise in Rockford, IL, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. She has been with Ameriprise and its related entities since 2005. Outside of her advisory role, she serves as a consultant for Engen Legacy LLC, providing financial advisory services. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients, notable for its Premier Retirement Income service that delivers detailed retirement planning reports and ongoing advice focused on income reliability and tax-aware withdrawal strategies.
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