AMFA LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$9,275,492
Clients
16
Advisors
3
of 5 employees
About
AMFA provides investment advisory services to individuals, high‑net‑worth clients, small businesses, pension plans and pooled investment vehicles, delivering both discretionary portfolio management through separately managed accounts and non‑discretionary investment strategy and trading recommendations to other pooled funds. The firm serves a mix of U.S. and non‑U.S. clients, including relationships that extend to China and Singapore.
The firm’s investment approach is data‑driven and quantitative, employing statistical modeling and strategies such as momentum, statistical arbitrage, and mean‑reversion across equities, fixed income, digital assets and derivatives. AMFA tailors portfolios to individual client objectives and risk profiles and incorporates risk‑management practices when trading instruments such as futures, options and commodity contracts.
AMFA is registered with the National Futures Association as a Commodity Trading Advisor and, unusually for a similarly sized supported firm, provides ongoing non‑discretionary advisory services to a China‑domiciled private pooled fund while receiving performance‑based compensation from that arrangement. The combination of cross‑border pooled‑vehicle work, use of derivatives in separately managed accounts, and the firm’s side‑by‑side and Code of Ethics policies to address performance‑fee conflicts distinguishes it from most peers.
Client services
Expertise
Fee options
2.0% annually
0.0% - 20.0% of capital gains for qualified clients and non-U.S. residents; 40% of Jingce Fund net revenue for non-discretionary services
Main office
Darien CT
Advisors at this office
3
Most active in
Connecticut
Also doing business as
Amfa Capital Management · Amfa LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Henry M
Series 65
Darien, CT
AMFA LLC
Henry Middlezong is a Series 65 licensed advisor at AMFA LLC with one year of industry experience. He has worked at AMFA Capital since 2024 and concurrently serves as a Senior Consultant at Dougherty Business Solutions, providing software engineering and programming services unrelated to investment advisory. Prior to these roles, he spent eight years at MIG Group. AMFA LLC offers discretionary investment advisory services to individuals, high-net-worth clients, small businesses, pension plans, and certain institutional clients. The firm employs a data-driven, quantitative investment process that includes portfolio management across various asset classes and actively trades derivatives and digital assets.
Yingying T
Series 63, Series 65
Darien, CT
AMFA LLC
Yingying Tan is a financial advisor at AMFA LLC with two years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Goldman Sachs in 2017. AMFA LLC provides investment advisory services to individuals, high-net-worth clients, small businesses, pension plans, and pooled investment vehicles. The firm employs a data-driven, quantitative investment approach using statistical modeling and strategies across various asset classes, tailoring portfolios to client objectives and incorporating risk management.
Aurora M
Series 63, Series 65
Darien, CT
AMFA LLC
Aurora Maher is a financial advisor at AMFA LLC with seven years of industry experience. She holds Series 63 and Series 65 licenses and has been with AMFA LLC since 2018. AMFA LLC provides discretionary investment advisory services to individuals, high-net-worth clients, small businesses, pension plans, and certain institutional clients, including other investment advisers and non-U.S. investors. The firm employs a data-driven, quantitative investment approach that includes portfolio management across public securities, private fund interests, digital assets, commodities, and derivatives.
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