A complete list of active advisors currently associated with Amuni Financial, Inc.

Warmer can help you find a great advisor at Amuni Financial, Inc. or one who fits your needs even better.

Amuni Financial, Inc. provides portfolio management and wrap-fee advisory programs to individuals, high‑net‑worth clients, trusts, estates, and charitable organizations, managing roughly $195 million for about 283 clients across 12 advisors. The firm also operates as a registered broker‑dealer and a licensed insurance agency, offering brokerage execution, insurance product sales, and multiple sponsored advisory programs. AMUNI uses a fundamental, long‑term investment approach and constructs portfolios from mutual funds, ETFs, stocks, bonds, and other securities, often engaging outside money managers and allowing clients to impose written investment restrictions. Clients may elect discretionary or non‑discretionary arrangements and choose between fee‑based and commission‑based accounts; the majority of regulatory assets (about $158.8M) are managed on a non‑discretionary basis rather than discretionary. The combination of broker‑dealer activity, licensed insurance sales, and a predominance of non‑discretionary assets distinguishes AMUNI from most multi‑team peers and gives rise to potential conflicts of interest (for example, commission compensation on insurance products, compensation tied to securities‑based loan programs, and economic benefits from its clearing relationship). The firm partners with a national clearing agent for custody and execution, sponsors multiple wrap/UMA programs, and does not operate a standalone financial planning service.

To learn more about the advisors currently working at Amuni Financial, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.