AMWH Asset Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
AMWH Asset Management LLC provides discretionary asset management and sub‑advisory services to a compact client base that includes individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm develops and monitors individualized portfolios based on each client’s stated goals, time horizon, and risk tolerance, and allows clients to impose specific investment restrictions in writing.
The firm’s investment process draws on fundamental, technical and charting analysis alongside cash‑flow, tax and estate‑planning inputs to tailor strategies and manage risk, with periodic reviews and rebalancing. AMWH can act with discretionary trading authority and also delivers model recommendations and trade signals to third‑party advisers; it may enter into performance‑based compensation arrangements with qualified clients tied to agreed benchmarks.
Distinctive aspects of the firm include its role as a sub‑advisor to other investment advisers and the availability of performance‑based fee arrangements, both of which are less common among similarly supported firms and are addressed in the firm’s disclosures and conflict‑mitigation procedures. AMWH is a recently formed, small firm managing under $10 million across a limited number of client relationships, and its personnel include at least one supervised person holding the Chartered Financial Analyst designation.
Client services
Expertise
Fee options
Sub-advisory services compensated by third-party investment advisors based on an annual fixed fee of $1,000,000 (likely a typographical error, intended to indicate a fixed fee charged but exact amount uncertain).
Maximum annual fee of 1.50% on all assets under management, billed quarterly in arrears.
20% performance fee on capital gains above agreed benchmark, capped at $250,000 annually, payable annually; only for qualified clients.
Account minimum: $1,000,000
Main office
See officeMahopac NY
Advisors at this office
1
Most active in
Maine · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Mark M
CFA®, Series 63
Mahopac, NY
AMWH Asset Management LLC
Mark Mumford is a CFA® charterholder with five years of industry experience. He is currently the sole advisor at AMWH Asset Management LLC, where he has worked since 2024. Prior to this, he held positions at Hollow Brook Wealth Management and J.P. Morgan Private Bank. AMWH Asset Management LLC provides portfolio management and advisory services to a small client base including individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm offers tailored investment programs using a mixed analytical approach and provides sub-advisory services to other advisers.
Andrew N
Series 63, Series 65
Blue HIll, ME
AMWH Asset Management LLC
Andrew Norris is a financial advisor with AMWH Asset Management LLC, holding Series 63 and Series 65 credentials and bringing 25 years of industry experience. His prior roles include 17 years at Lazard Asset Management and a current position at Hollow Brook Wealth Management, where he also serves as a board member. In addition to his advisory work, Norris is a joint owner involved in real estate development through CAAN Properties 1 LLC. AMWH Asset Management LLC provides discretionary asset management and sub-advisory services to individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm customizes portfolios using fundamental, technical, and cash-flow analyses, and offers both discretionary trading authority and model recommendations to third-party advisers, with options for performance-based fee arrangements.
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