A complete list of active advisors currently associated with Anacapa Financial, LLC
Warmer can help you find a great advisor at Anacapa Financial, LLC or one who fits your needs even better.
Anacapa Financial, LLC advises individuals, Qualified Plans, business entities, trusts, and estates, providing discretionary and non‑discretionary portfolio management alongside financial planning and retirement plan consulting. The firm also offers tax preparation, bookkeeping, and access to online estate‑planning document solutions in addition to its investment services. The firm customizes investment solutions to client objectives and risk tolerances using asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trading approaches, delivered by a mix of employee and independent contractor investment adviser representatives under firm oversight. Anacapa uses custodial platforms and model marketplace offerings to implement portfolios and notes that some investments it uses (such as mutual funds and ETFs) may employ derivatives or leverage as part of their strategies. Anacapa’s business model mixes advisory services with other industry roles: its representatives also operate as registered representatives of a broker‑dealer, licensed insurance agents, IRS‑approved tax preparers, and a licensed real estate agent, enabling the firm to offer commissionable securities, insurance products, tax preparation, and real‑estate services alongside advisory work. The firm also provides retirement plan consulting with an ERISA fiduciary acknowledgement, offers retainer/subscription engagement models and held‑away account management, and participates in a platform match/referral program that the brochure discloses as creating additional compensation and potential conflicts of interest.
To learn more about the advisors currently working at Anacapa Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Ventura, CA
| 0
| |
Ventura, CA
| 25
| |
Ventura, CA
| 19
| |
Ventura, CA
| 1
| |
Ventura, CA
| 0
|
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