A
Andre Caubarreaux
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,052,254
Clients
51
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
51
HighAverage account size
$334,358
About
The firm provides personalized financial planning and non‑discretionary investment advisory services to individuals, corporations, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses, with advice on cash flow, tax, retirement, education funding and estate matters. It manages approximately $17 million for about 51 clients and offers ongoing monitoring and recommendations while clients retain final decision‑making authority for transactions.
The investment approach emphasizes long‑term fundamental analysis and explicitly avoids active trading or market timing, with regular reviews of asset allocation and performance to inform recommendations. All investment services are non‑discretionary—the firm does not place trades or vote client proxies—and clients must execute transactions through their chosen custodians.
Distinctive aspects include the advisor’s Louisiana life/health/variable annuity insurance license and a prior, long history of broker‑dealer registrations (Series 7, 63, 66, and 24) that were voluntarily surrendered; the brochure also states the firm operates as fee‑only and does not sell insurance, annuities or accept commissions. The firm is a sole practitioner with modest AUM and client count, provides occasional business consulting outside advisory work, and maintains written business continuity and information security programs.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Fee options
Financial plan fees range from $500.00 to $2,500.00, negotiable; Retainer Agreement annual fee $500.00, negotiable
$0 - $1,000,000: 2% $1,000,000+: Negotiable fee or negotiable yearly fee
Hourly rate for limited scope planning engagements is $150.00 per hour; follow-on implementation work billed at $150.00 per hour
Account minimum: $10,000.00 Minimum fee: Minimum annual fee of $100.00, negotiable; minimum annual fee of $200.00 charged if account falls below $10,000, negotiable Fee-only: Fee-only financial planning and non-discretionary investment management; no commissions or commissions accepted
Main office location
Andre Caubarreaux
Mansura LA, United States
Number of offices
1
Most active in
Andre Caubarreaux has reported serving >5 clients in these states in the last 12 months.
Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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