Andrews, Lucia Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$535,932,579
Clients
192
Advisors
1
of 1 employees
About
Andrews, Lucia Wealth Management (ALWM) provides discretionary investment management and retirement plan advisory services to individuals (including high-net-worth clients), trusts, qualified retirement plans, and small businesses. The firm creates written Investment Policy Statements, implements customized portfolios primarily with ETFs and no-load mutual funds, and offers participant education and plan oversight for employer-sponsored retirement plans.
ALWM’s investment approach is rooted in Modern Portfolio Theory and a passive, asset-class philosophy, frequently employing Dimensional Fund Advisors funds and diversified, buy-and-hold allocations; the firm uses portfolio modeling, IPS-driven asset allocation and Monte Carlo analysis to develop recommendations. Implementation and trading are supported through contracted relationships with a third-party sub‑advisor/back‑office provider for trade processing and fixed-income sub‑advisory, and client accounts are generally managed on a discretionary basis with periodic reviews.
The firm is notable among its peers for operating effectively with a single registered advisor while managing over $543 million in discretionary assets, a concentration of assets per advisor that is uncommon for similarly categorized firms. The brochure also discloses a recent ownership transition and that ALWM is no longer affiliated with a previously referenced accounting firm, and it relies on external platforms and sub‑advisors for significant operational and fixed‑income management functions.
Client services
Expertise
Fee options
$0 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $4,999,999: 0.70% $5,000,000 - $9,999,999: 0.60% $10,000,000 - $14,999,999: 0.50% $15,000,000+: 0.40%
Account minimum: $400,000
Main office
939 Hartz Way, Suite 200
Danville CA 94526
Advisors at this office
1
Most active in
Arizona · California · Nevada · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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