Anvik Advisers LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and separately managed account services to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and corporations. It also serves as sponsor of a wrap‑fee program and directs custody and trade execution through Charles Schwab & Co.
Anvik’s investment approach emphasizes long‑term capital appreciation by selecting common stocks it considers undervalued across market capitalizations, supplemented by income and risk‑management option strategies. The firm implements covered‑call writing, may employ protective puts or collars, and uses ETFs, fixed‑income instruments and cash equivalents as appropriate, relying on fundamental, technical and charting analysis with daily portfolio reviews.
Noteworthy aspects include its uncommon role as a wrap‑fee program sponsor among independent advisors and a small, focused client base managed by a solo advisor. The brochure also discloses prior NASD regulatory and arbitration matters involving the firm’s principal and describes internal controls such as required Schwab custody, a Code of Ethics with pre‑approval for certain personal trades, and order‑bunching practices.
Client services
Expertise
Fee options
$0+: 1.75% annually of net assets for equities $0+: 0.40% annually for bond positions
$8.95 per trade for electronic delivery; $19.95 per trade for paper delivery; $1.40 per option contract for option transactions
Main office
Mill Valley CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)