APEX Investment Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$203,704,056
Clients
519
Advisors
6
across 2 offices
About
Apex Investment Group is an SEC‑registered wealth management firm that serves individuals (including high‑net‑worth clients), trusts, estates, retirement plans, corporations and charities. Its service offering includes discretionary investment management, comprehensive financial planning, retirement‑plan advisory (3(21)/3(38)) and a separate investment‑consulting arrangement for brokerage customers of Mutual Securities, Inc.
The firm operates as a fiduciary and generally pursues long‑term, customized portfolios constructed primarily from diversified mutual funds and ETFs, with selective use of individual stocks, bonds or structured products and the option to engage Independent Managers. Investment selection uses both fundamental and technical analysis, and the advisor team provides ongoing monitoring, rebalancing and client communications while typically managing accounts on a discretionary basis.
Distinctive features include a compact six‑advisor team overseeing roughly $211 million across 519 clients, yielding a relatively substantial client load per advisor that implies a more scaled service model than many peers. The firm — formed in late 2024 — also maintains institutional relationships with major custodians (Fidelity and Schwab), offers formal retirement‑plan fiduciary services, and runs the noted broker‑dealer consulting arrangement, all of which affect its operational resources and service delivery.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,001 - $2,000,000: 0.85% $2,000,001 - $5,000,000: 0.70% $5,000,001 - $10,000,000: 0.45% $10,000,001 - $20,000,000: 0.35% $20,000,001+: Negotiable
Main office
See office145 Main St
Hudson MA 01749
Advisors at this office
5
Offices (2)
Most active in
Arizona · Connecticut · Florida · Louisiana · Maine · Massachusetts · Nevada · New Hampshire · New York · North Carolina · Pennsylvania · Rhode Island · Texas · Vermont · Virginia
Also doing business as
Apex Investment Group · Apex Investment Group, LLC · Barrell Investment Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Gregory N
CFP®, Series 63, Series 66
Georges Mills, NH
APEX Investment Group
Gregory Norris is a Certified Financial Planner (CFP®) with 25 years of industry experience. He has worked at firms including Purshe Kaplan Sterling Investments, Barrell Investment Group, and Ameriprise Financial Services before joining Apex Investment Group in 2025. He is also a licensed insurance agent. Apex Investment Group is an SEC-registered wealth management firm serving individuals, trusts, retirement plans, corporations, and charities. The firm manages customized, long-term portfolios using diversified mutual funds, ETFs, and selective individual securities, with an emphasis on fundamental and technical analysis.
Joseph B
Series 63, Series 65
Hudson, MA
APEX Investment Group
Joseph Bakaysa is a financial advisor at APEX Investment Group with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has held positions at several firms, including The Patriot Financial Group and Cetera Financial Specialists. Outside of advisory roles, he is a licensed insurance agent and serves as a Notary Public in Massachusetts. APEX Investment Group is an SEC-registered wealth management firm serving individuals, trusts, estates, retirement plans, corporations, and charities. The firm manages customized, long-term portfolios primarily using diversified mutual funds and ETFs and provides comprehensive financial planning and retirement-plan advisory services.
Joseph C
Hudson, MA
APEX Investment Group
Joseph Charles is a financial advisor at APEX Investment Group with one year of industry experience. He has been the owner of Rock City Pizza, a restaurant in Boston, since 2013. APEX Investment Group is an SEC-registered wealth management firm serving individuals, trusts, estates, retirement plans, corporations, and charities. The firm manages customized, long-term portfolios primarily using diversified mutual funds and ETFs, and provides discretionary investment management, financial planning, and retirement-plan advisory services.
John M
Hudson, MA
APEX Investment Group
John Malone III is an advisor at APEX Investment Group with one year of industry experience. Prior to joining APEX, he worked at Anomaly CPA and Tetzel Law LLC. APEX Investment Group is an SEC-registered wealth management firm serving individuals, trusts, estates, retirement plans, corporations, and charities. The firm offers discretionary investment management and comprehensive financial planning with a focus on customized, long-term portfolios primarily composed of diversified mutual funds and ETFs.
Edmond G
CFA®
Hudson, MA
APEX Investment Group
Edmond Griffin is a CFA® charterholder at APEX Investment Group with over 18 years of industry experience, including a long tenure at Wellington Management. He joined APEX Investment Group in 2026, where he is part of a six-advisor team based in Hudson, MA. APEX Investment Group is an SEC-registered wealth management firm serving individuals, trusts, estates, retirement plans, corporations, and charities. The firm focuses on long-term, customized portfolios using diversified mutual funds, ETFs, and selective individual securities, providing discretionary investment management and comprehensive financial planning.
Pedro S
Series 66
Hudson, MA
APEX Investment Group
Pedro Silva is a financial advisor with APEX Investment Group, holding a Series 66 credential and 22 years of industry experience. His prior roles include positions at Cetera Financial Specialists LLC, Securities America, Inc., The Patriot Financial Group, LLC, LPL Financial, and Osaic FS, Inc. Outside of his advisory work, he is also a musician involved in writing, performing, and recording music. APEX Investment Group is an SEC-registered wealth management firm serving individuals, trusts, estates, retirement plans, corporations, and charities. The firm offers discretionary investment management and comprehensive financial planning, focusing on long-term, customized portfolios primarily consisting of diversified mutual funds and ETFs.
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