A
APEX Tax & Financial Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,200,000
Clients
21
24% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$1,152,381
About
Apex Tax & Financial Planning provides personalized financial planning and investment advisory services to a range of clients, including individuals, business owners, trusts, and other businesses; the firm’s brochure also notes that it serves financial advisors. Services span comprehensive planning — cash flow, retirement, estate and education planning — strategic tax planning, and discretionary or non-discretionary investment management.
The firm collects detailed suitability information and issues an Investment Policy Statement for each client, typically managing most assets on a discretionary basis and conducting quarterly account reviews. Portfolios employ a mix of mutual funds, ETFs, individual equities and bonds and may include structured notes, covered options and, on request, non-covered options or other non-correlated assets, with both active and passive strategies and defined buy/sell disciplines.
Noteworthy for a small independent adviser, the firm is affiliated with an accounting/tax-preparation entity (Apex Tax & Financial Solutions) and may refer clients to that affiliated CPA practice for separate tax and accounting services, a relationship disclosed in the brochure. The firm also provides occasional educational seminars, counts businesses and financial advisors among its clients, and manages roughly $24.2 million across a compact client base, which can shape how it integrates tax-sensitive planning and referrals compared with typical peers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General tax planning
Retirement income strategy
General estate planning guidance
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Fee options
Negotiable flat fees for financial planning services, typically depending on components selected and client situation; deposit of $500 may be requested prior to beginning financial plan
$0 - $500,000: 0.50% (Passive Management) $500,001 - $1,000,000: 0.40% (Passive Management) Over $1 million+: 0.30% (Passive Management) $0 - $500,000: 0.75% (Active Management) $500,001 - $1,000,000: 0.65% (Active Management) Over $1 million+: 0.50% (Active Management)
$300 per professional hour for financial planning and advisory services
Fee-only: Hourly rate of $300 per professional hour; flat fees negotiable for financial planning
Main office location
APEX Tax & Financial Planning
Kent WA, United States
Number of offices
1
Most active in
APEX Tax & Financial Planning has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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