APEX Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$47,768,689
Clients
66
Advisors
1
of 1 employees
About
Apex Wealth Management advises individuals, high‑net‑worth clients, charitable organizations, government entities and retirement plans, providing discretionary asset management, financial consulting, and ongoing investment monitoring. The firm reports managing about $52 million across roughly 66 client relationships and tailors portfolios to each client’s stated goals, time horizon and risk tolerance.
The investment process emphasizes Modern Portfolio Theory and portfolio construction to align expected return with risk preferences, with the firm typically operating under discretionary authority for managed accounts while also offering non‑discretionary monitoring and hourly financial planning. For retirement plans the firm offers ERISA services, including acting as a 3(38) investment manager with IPS development, selection and monitoring of plan investment options, and participant education delivered as a non‑fiduciary service.
Noteworthy distinctions include a disclosed 2013 administrative sanction related to prior registration that was resolved by consent and a monetary penalty, a disclosure that is uncommon among peers and relevant to due diligence. The firm’s client mix and service set — including active work for charitable organizations, pension and profit‑sharing plans and pension consulting — is also less common for independent firms of this size.
Client services
Occupation focus
Fee options
$50,000 - $250,000: 1.45% annually $250,000.01 - $500,000: 1.35% annually $500,000.01 - $1,000,000: 1.20% annually $1,000,000.01+: Negotiable
$175 per hour for financial consulting services
Account minimum: $50,000
Main office
Searcy AR
Advisors at this office
1
Most active in
Arkansas · Texas
Also doing business as
Apex Wealth Management · Ems Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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