A
APEX Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$47,768,689
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
66
41% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
Very HighAverage account size
$723,768
About
APEX Wealth Management is an independent, state-registered advisory firm managing approximately $52.3 million for about 66 clients, including individuals (both retail and high-net-worth), charitable organizations, profit-sharing and pension plans, and government entities. The firm offers discretionary portfolio management, financial consulting, and retirement-plan services such as plan design, investment selection, and participant education.
The firm’s investment process is risk-based and informed by modern portfolio theory, implemented primarily with mutual funds and ETFs, with ongoing monitoring, periodic rebalancing, and at least annual account reviews. For institutional clients the firm prepares written Investment Policy Statements, conducts investment-menu construction and monitoring, and provides participant meetings and reporting as part of its retirement-plan work.
What distinguishes the firm from many solo independent advisers is its regular engagement with charitable and pension-plan clients and its provision of pension consulting and ERISA 3(38) fiduciary services for retirement plans, including IPS development and plan-structure analysis. The brochure also discloses a past regulatory sanction for transacting as an adviser prior to registration and notes that the firm’s principal maintains a separate academic appointment for which he receives outside compensation.
Client services
Portfolio management
Pension consulting
Financial consulting
Occupation focus
Retired
Founder/Business Owner
Fee options
Fixed project cost, negotiable depending on complexity
$50,000 - $250,000: 1.45% annually $250,000 - $500,000: 1.35% annually $500,000 - $1,000,000: 1.2% annually $1,000,000+: Negotiable
$175 per hour
Account minimum: $50,000
Main office location
APEX Wealth Management
Searcy AR, United States
Number of offices
1
Most active in
APEX Wealth Management has reported serving >5 clients in these states in the last 12 months.
Arkansas · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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