Apex Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Apex Wealth Management provides investment supervisory services and financial planning to individual clients, including high-net-worth individuals, through ongoing portfolio management and fee-based planning engagements. The firm offers an annual fixed-fee retainer that combines an initial or updated financial plan, year‑round access to planning advice, and implementation/management — and it will advise on accounts that are not directly managed by the firm.
The firm constructs client-specific Investment Policy Statements and implements either discretionary or non‑discretionary management, with regular monitoring and rebalancing tied to stated objectives, time horizons, and risk tolerances. Investment implementation includes long‑ and short‑term trading, periodic trading, and option-writing strategies (including covered and uncovered positions); custody is typically maintained at Charles Schwab and clients receive custodian statements at least quarterly.
Compared with many peers, Apex operates with a relatively small client roster while managing roughly $29.2 million in discretionary assets, resulting in a comparatively large AUM per client and a practice orientation toward comprehensive retainer relationships. The brochure also discloses the firm’s use of custodian-provided research/soft-dollar benefits and that account reviews and financial-plan delivery are conducted directly by the firm’s principal advisor rather than by a broader investment committee.
Client services
Expertise
Fee options
Fixed fees for financial plans ranging from $1,500 to $3,500
$1 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000+: 0.70%
$200 per hour for financial planning services
Financial Planning Annual Retainer Fees: $2,000 to $10,000 annually (billed quarterly) based on aggregated account size
Fee-only: Financial Planning Fees: Fixed fees between $1,500 and $3,500; Hourly fees at $200 per hour; Financial Planning Annual Retainer Fees from $2,000 to $10,000 annually based on account size
Main office
Katy TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Apex Wealth Management, LLC · Giles Wealth Management, LLC · Sage Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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