A
Apperax Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,500,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Apperax Capital Management provides discretionary investment management to managed-account clients, including high-net-worth individuals and clients that meet the regulatory definitions of qualified clients or qualified purchasers. Unlike many investment managers that principally serve pooled funds or institutional investors, ACM also accepts individual high-net-worth clients and may expand services to institutional or private-fund accounts in the future.
The firm pursues a long-term, value-oriented strategy focused on undervalued publicly traded companies, relying on fundamental analysis of financial statements, management, competitive position and catalytic events. ACM applies proprietary research methodologies across macroeconomic, sector and capital-structure factors to construct concentrated portfolios and implements strategies on a discretionary basis.
ACM is a small, single-principal firm managing approximately $3.5 million in discretionary client assets and accepts both asset-based and performance-based compensation, a combination that can create allocation conflicts. The firm describes trade-allocation procedures (such as alternating or simultaneous executions), prohibits crossing trades between clients, conducts weekly portfolio reviews, and emphasizes its own research rather than reliance on third-party research tools.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0+: 2% annually (management fee) $0+: 20% of gains (performance-based fee)
20% of gains annually as performance-based fees
Fee-only: 2% of assets under management annually plus 20% of gains as performance-based fees
Main office location
Apperax Capital Management
Sharon MA, United States
Number of offices
1
Most active in
Apperax Capital Management has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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