Approach Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Approach Capital provides discretionary portfolio management primarily to individual and high‑net‑worth clients, delivering ongoing investment oversight and an individualized Investment Policy Statement for each account. The firm reports managing roughly $100 million for about 100 clients and charges asset‑based advisory fees rather than participating in wrap programs.
The firm’s investment process is grounded in modern portfolio theory and a long‑term trading approach, with portfolios constructed from mutual funds, ETFs (including precious‑metal sector ETFs), equities, fixed income, REITs, commodities and Treasury inflation‑protected securities. Approach Capital manages client assets internally (it does not select third‑party managers), seeks discretionary authority for trading, and conducts at least quarterly reviews and reporting.
Notable distinctions include a recent transition from state to SEC registration and a practice of not aggregating block trades for multiple client accounts, which can affect trade execution and allocation compared with many peers. The firm also added Vantage Self‑Directed Retirement Plans to its brokerage options and discloses that the principal has outside business interests (a storage facility and a manufacturer/distributor) that may be offered to clients and are treated as potential conflicts of interest.
Client services
Expertise
Fee options
$10,000 - $1,000,000: 1.50% $1,000,001 - $3,000,000: 0.75% $3,000,001+: 0.65%
Account minimum: $10,000 (may be waived)
Main office
Gilbert AZ
Advisors at this office
1
Most active in
Arizona
Also doing business as
Approach Capital LLC · Capital Investments LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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