Arbogast Financial Advisors, LLC
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About
Arbogast Financial Advisors, LLC provides portfolio management and financial planning services to individual clients, including high‑net‑worth individuals. The firm offers both discretionary and non‑discretionary management and may place client assets with independent third‑party portfolio managers when appropriate.
Its investment approach emphasizes diversified allocations across equities, mutual funds, ETFs and occasional fixed‑income instruments, drawing on both fundamental and technical analysis and asset‑allocation frameworks (including modern portfolio theory and tactical adjustments) to align portfolios with each client’s time horizon and risk tolerance. The firm prepares written investment policy statements on request, conducts ongoing monitoring of accounts, and reviews the performance of any recommended portfolio managers.
What distinguishes the firm is its affiliation with an accounting practice and the fact that a firm principal also operates a CPA firm and holds insurance licensing, allowing for coordinated tax and financial planning and facilitated referrals to other professionals; these relationships and potential conflicts are disclosed in the firm brochure. As a small, supported adviser (two advisors, roughly 76 clients and about $48 million in assets), the firm combines hands‑on planning with oversight of outside portfolio managers and integrated accounting coordination.
Client services
Expertise
Occupation focus
Fee options
Financial planning flat fees ranging from $500 to $10,000 for comprehensive plans; fixed fee introductory meeting up to $500
$0 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually Over $1,000,000+: 1.25% annually
Insurance commissions may be earned by the principal when selling insurance products, separate from advisory fees
Hourly fees up to $250 per hour for modular financial planning
Account minimum: $50,000 minimum initial investment for managed accounts (waivable) Fee-only: Portfolio management fees on tiered AUM basis; financial planning flat fees and hourly fees; no commissions for advisory fees
Main office
108 West New Haven Avenue
Melbourne FL 32901
Advisors at this office
2
Most active in
Florida
Also doing business as
Arbogast Financial Advisors, Inc. · Arbogast Financial Advisors, LLC · Michael Arbogast, Cpa, Pa
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Daniel A
Series 65
Melbourne, FL
Arbogast Financial Advisors, LLC
Daniel Arbogast is a financial advisor at Arbogast Financial Advisors, LLC in Melbourne, FL, holding a Series 65 designation with three years of industry experience. He has worked at Arbogast Financial Advisors since 2021, overlapping with his role at Michael L. Arbogast, CPA, PA since 2021. Arbogast Financial Advisors, LLC provides portfolio management and financial planning services primarily to individual and high-net-worth clients. The firm employs diversified investment strategies using equities, mutual funds, ETFs, and fixed-income instruments, combining fundamental and technical analysis with asset allocation frameworks, and integrates accounting coordination through its affiliation with a CPA firm.
Michael A
CFP®, Series 65
Melbourne, FL
Arbogast Financial Advisors, LLC
Michael Arbogast is a CFP® with 29 years of industry experience and serves as a financial advisor at Arbogast Financial Advisors, LLC. He has been a principal at the firm since 2008 and also owns and operates a CPA firm, Michael Arbogast, CPA, P.A., where he provides tax preparation and small business accounting services. Arbogast Financial Advisors, LLC offers portfolio management and financial planning services primarily to individual and high-net-worth clients. The firm employs a diversified investment approach supported by fundamental and technical analysis and benefits from its integration with an accounting practice, enabling coordinated tax and financial planning.
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