Arbor Wealth Management, LLC
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About
Arbor Wealth Management provides portfolio management, financial planning, and ERISA retirement plan consulting to individuals, high-net-worth households, and small businesses. The firm manages approximately $138 million across about 111 client relationships and offers both custom management and ETF-model strategies keyed to each client’s Investment Policy Statement.
The firm’s investment process centers on creating a documented Investment Policy Statement, using model portfolios, ETFs, and long‑term trading informed by modern portfolio theory, with allocations adjusted for household-level tax and financial circumstances. Arbor generally limits households under $500,000 to an ETF-only strategy and retains discretionary trading authority within client-imposed guidelines.
The brochure discloses several features that distinguish the firm from many peers: principals are licensed insurance agents and may receive commissions on insurance products, and the firm discloses paid referral arrangements with third parties. The brochure also indicates the firm uses client testimonials in advertising and receives custodial research and soft‑dollar services from its recommended custodian, practices that are less common among similar supported firms.
Client services
Expertise
Occupation focus
Fee options
$0.00 - $2,500,000.00: 1.00% $2,500,001.00 - $5,000,000.00: 0.75% $5,000,001.00+: 0.65% $0.00 - $2,500,000.00: 0.85% $2,500,001.00 - $5,000,000.00: 0.50% $5,000,001.00+: 0.40%
Commission on insurance products sold by licensed agents within the firm
$250/hour for financial planning services
Account minimum: $500,000 Fee-only: $250/hour for initial financial plan; $1,000 annually for plan updates; $250/hour for additional work
Main office
7581 S Willow Drive, Suite 110
Tempe AZ 85283
Advisors at this office
2
Most active in
Arizona · Texas · Utah
Also doing business as
Arbor Retirement Solutions, PLLC · Arbor Wealth Management · Arbor Wealth Management, LLC · Arbor Wealth Management, PLLC · Ulrich, Jake
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jake U
Series 65
Tempe, AZ
Arbor Wealth Management, LLC
Jake Ulrich is a financial advisor with Arbor Wealth Management, LLC in Tempe, AZ, holding a Series 65 designation and 13 years of industry experience. He has worked at Arbor Wealth Management since 2012 and is also involved with Arbor Insurance, a related business. Arbor Wealth Management provides investment advisory and financial planning services to individuals, high-net-worth clients, and small businesses, using model-driven, ETF-focused strategies guided by risk scores and modern portfolio theory. The firm manages approximately $107 million for about 105 client households, typically on a discretionary basis with documented investment policy statements and regular reviews.
Joseph A
PFS™
Tempe, AZ
Arbor Wealth Management, LLC
Joseph Arsenault is a financial advisor at Arbor Wealth Management, LLC in Tempe, AZ, holding the PFS™ designation with 13 years of industry experience. He has worked with Arbor Wealth Management since 2012 and is also involved with Arbor Insurance, LLC. Arbor Wealth Management provides investment advisory and financial planning services to individuals, high-net-worth clients, and small businesses, managing approximately $107 million across about 105 client households. The firm employs model-driven, ETF-focused strategies tailored to client risk profiles and conducts portfolio management and financial planning reviews regularly.
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