Arete Wealth Advisors, LLC logo

Arete Wealth Advisors, LLC

Updated today

Client AUM

$2,560,784,291

Clients

5,289

Advisors

149

across 62 offices

About

Arete WealthAdvisors provides investment advisory and financial planning services to a broad client base including individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and other corporate or business entities. Services include discretionary portfolio management, investment consulting, comprehensive and limited financial planning, and retirement plan advisory and administrative services, as well as access to wrap programs and third‑party money managers.

The firm primarily manages assets on a discretionary basis after documenting client objectives and risk tolerances in its Investment Advisory Contract, and it employs both advisor‑driven allocation and several proprietary, rule‑based model allocations (GDAA for ETFs/ETNs, VQMT for small‑company stocks, and QVLI for larger company value with income). Arete also uses third‑party sub‑advisers and a due‑diligence process for recommended managers and private investments, and it monitors accounts regularly while acting as an ERISA fiduciary when applicable.

What distinguishes Arete from many peers is its integration with affiliated financial businesses and product channels: some advisors are registered representatives of an affiliated broker‑dealer and may sell insurance through an affiliated insurance agency, the affiliate may underwrite and receive compensation related to certain funds, and the firm routinely acts as a solicitor for third‑party money managers that pay referral fees. The firm also maintains proprietary model disclosures and firm publications/conferences as part of its advisor support and has noted atypical advisor onboarding arrangements (such as forgivable loans or ownership interests) disclosed in its brochure.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.

Expertise

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management

Occupation focus

Executive Founder/Business Owner

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Fee options

Fixed

Flat fixed fees for financial planning services, negotiated between Advisor and Client

Percentage

$0 - $249,000: 3.00% $250,000 - $749,999: 2.50% $750,000 - $1,499,999: 2.00% $1,500,000 - $4,999,999: 1.75% $5,000,000+: 1.50%

Commissions

Arete Advisors may receive commissions from insurance sales through affiliated insurance agency

Project-based

Hourly fees for financial planning services, negotiated between Advisor and Client

Performance-based

Performance-based fees or carried interest ranging from 5% to 20% on certain private funds as disclosed in offering documents

Other

Account minimum: $50,000 (generally required initial minimum account balance, may be waived based on individual needs and complexity) Fee-only: Hourly fees and flat fixed fees for financial planning services, negotiated between Advisor and Client

Main office

See office

1115 W Fulton Market, 3rd Floor

Chicago IL 60607

Advisors at this office

7

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Also doing business as

25 Financial · Alternative Investment Specialists LLC · Alvery Bartlett Group · Arete Wealth Advisors, LLC · Arno Wealth Management, LLC · Avena Impact Wealth Advisors · Axxcess Wealth Management LLC · Axxcess Wealth Management, LLC · Caliber Financial Partners · Conner Financial LLC · Cooper Tower Wealth · Creative Health Capital, LLC · Cura Wealth Partners · Cygnus Capital · Dupre Carrier Godchaux Financial Services · Financial Resource Management · Fincadia Capital Partners · Freedom Financial Wealth And Tax, LLC · Golub Capital · Govic Capital · Hill & Hill Financial · Hudsonpoint Capital · Ijk Funds · Insight Wealth Group · John Galt Wealth Solutions · Krm Financial Services · Leblanc Financial Alliance · Legacy Financial · Magnolia Capital Management · Majors Financial · Masterworks.Io · Mckinley Wealth Management LLC · Narish Financial Services · Nts Bearing · Old Growth Capital · Pathway Financial Management · Pfs Wealth Management · Pinnacle Financial Wealth Management · Progen Financial Consulting · Roberts Tax And Retirement Planning · Saranac Advisors · Second Level Capital · Serein Wealth Advisors LLC · Shades Creek Wealth Advisors · Silvercap Wealth Management · Thornhill Financial · Wealth Solutions 360 · Wealth Strategies Advisory Group · Western Portfolio Partners

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Brenton C

Series 66

West Des Moines, IA

Arete Wealth Advisors, LLC

Brenton Collins is a financial advisor at Arete Wealth Advisors, LLC with 21 years of industry experience. He holds a Series 66 designation and has worked at Arete Wealth Advisors and Arete Wealth Management since 2014. Collins is also president and owner of Collins Capital Management, Inc. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base including individuals, pension plans, trusts, and charitable organizations. The firm employs discretionary portfolio management, proprietary model allocations, and third-party sub-advisers while acting as an ERISA fiduciary when applicable.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Samantha C

Series 66

New York, NY

Arete Wealth Advisors, LLC

Samantha Crank is a financial advisor at Arete Wealth Advisors, LLC with five years of industry experience. She holds a Series 66 license and previously worked at Lord Abbett & Co. LLC for four years. Outside of her advisory role, she is a Senior Associate at Golub Capital. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm offers discretionary portfolio management, investment consulting, and retirement plan advisory services, utilizing both advisor-driven and proprietary model allocations.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Philip M

Series 63, Series 66

West Palm Beach, FL

Arete Wealth Advisors, LLC

Philip Martini is a financial advisor with Arete Wealth Advisors, LLC in West Palm Beach, FL, holding Series 63 and Series 66 licenses and having 29 years of industry experience. He has previously worked at Canaccord Genuity Inc, Parsonex Securities, Inc., and EVA Dimensions. Martini is currently affiliated with Fincadia, where he is involved in multiple investment-related entities. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm manages assets primarily on a discretionary basis, employing both advisor-driven and proprietary model allocations, while also utilizing third-party sub-advisers and maintaining a structured due-diligence process.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Karim A

Series 66

Chicago, IL

Arete Wealth Advisors, LLC

Karim Antoni is a financial advisor at Arete Wealth Advisors, LLC with 25 years of industry experience. He holds a Series 66 designation and has worked at firms including Blackrock Investments, Inc., Merrill Lynch Investment Managers Venezuela, Lazard Asset Management, and Golub Capital, where he currently serves as a director. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels into its service offerings.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Rebecca J

Series 63, Series 65

New York, NY

Arete Wealth Advisors, LLC

Rebecca Jin is a financial advisor at Arete Wealth Advisors, LLC with nine years of industry experience. She holds Series 63 and Series 65 credentials and has previously worked at JPMorgan Chase Bank NA and Golub Capital. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using a combination of advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and third-party managers as part of its offering.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

Brent F

Series 66

Nashville, TN

Arete Wealth Advisors, LLC

Brent Franklin is a financial advisor at Arete Wealth Advisors, LLC in Nashville, TN, holding a Series 66 designation with three years of industry experience. His prior work includes roles at Center Street Securities and Springboard, as well as four years at Lyft Inc. Arete Wealth Advisors serves a diverse client base, including individuals, pension plans, trusts, and charitable organizations, offering investment advisory and financial planning services. The firm manages assets primarily on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels in its service offerings.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

David H

Series 63, Series 65

San Luis Obispo, CA

Arete Wealth Advisors, LLC

David Hock is a financial advisor with Arete Wealth Advisors, LLC in San Luis Obispo, CA, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Arete Wealth Advisors since 2008 and previously worked at Private Consulting Group, Inc. He is also a member of Green LLC, a private equity sponsor involved in public-private partnerships, and owns an insurance agency. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using advisor-driven and proprietary model allocations while integrating affiliated financial businesses and product channels.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

Joseph C

Series 63, Series 66

Jersey City, NJ

Arete Wealth Advisors, LLC

Joseph Cutler is a financial advisor with Arete Wealth Advisors, LLC, based in Jersey City, NJ. He holds Series 63 and Series 66 licenses and has 16 years of industry experience, including roles at Wells Fargo Clearing, Wells Fargo Bank NA, and Hudson Point Capital. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels in its advisory approach.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Charles M

Series 63, Series 65

Defuniak Springs, FL

Arete Wealth Advisors, LLC

Charles Majors is a financial advisor with Arete Wealth Advisors, LLC, holding Series 63 and Series 65 licenses and 30 years of industry experience. He has worked at several firms, including Center Street Advisors, Inc., and has operated Majors Financial Group since 2001. Outside of his advisory role, he serves as president of Majors Financial Group, Inc., which sells life, health, and disability insurance. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm manages assets primarily on a discretionary basis, employing both advisor-driven and proprietary model allocations, and integrates affiliated financial businesses and product channels within its service offerings.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

Adam W

Series 63, Series 65

Brentwood, MO

Arete Wealth Advisors, LLC

Adam Weingartner is a financial advisor with Arete Wealth Advisors, LLC in Brentwood, MO, holding Series 63 and Series 65 licenses and 19 years of industry experience. He has been with Arete Wealth Advisors and its predecessor Arete Wealth Management since 2016 and previously worked at Alvery Bartlett Fund Management Co. from 2006 to 2018. Outside of advisory work, he has sold health and life insurance in Missouri. Arete Wealth Advisors provides investment advisory and financial planning services to individuals, pension plans, trusts, estates, charitable organizations, and businesses. The firm manages assets primarily on a discretionary basis and employs both advisor-driven and proprietary model allocations, using third-party sub-advisers and due diligence processes.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

Hamilton P

Series 63, Series 66

Birmingham, AL

Arete Wealth Advisors, LLC

Hamilton Poynor is a financial advisor with Arete Wealth Advisors, LLC in Birmingham, AL, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. His prior work includes roles at LPL Financial, LLC and RFG Advisory Group, LLC. Outside of his advisory role, he serves on the boards of St. Luke's Episcopal Church Foundation and Lutheran Services Florida and is involved with the Million Dollar Round Table finance committee and the Make A Wish Foundation of Alabama. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension and profit-sharing plans, trusts, and charitable organizations. The firm employs discretionary portfolio management, proprietary model allocations, and third-party sub-advisers, and integrates affiliated financial businesses and product channels in its operations.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Tsewang N

Series 63, Series 66

New York, NY

Arete Wealth Advisors, LLC

Tsewang Nyendak is a financial advisor at Arete Wealth Advisors, LLC with 22 years of industry experience. He has held roles at National Securities Corporation and Arete Wealth Management LLC prior to his current position. Nyendak holds Series 63 and Series 66 licenses and is based in New York, NY. Outside of his advisory work, he is also licensed as an insurance agent. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm employs a combination of advisor-driven and proprietary rule-based model allocations for discretionary portfolio management and incorporates third-party sub-advisers and private investments while acting as an ERISA fiduciary when applicable.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

Dale R

Series 63, Series 66

Melville, NY

Arete Wealth Advisors, LLC

Dale Rippo is a financial advisor with Arete Wealth Advisors, LLC, holding Series 63 and Series 66 licenses and bringing 13 years of industry experience. Prior to joining Arete Wealth Management in 2025, he worked at Fincadia and National Securities Corporation. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension and profit-sharing plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis, employing both advisor-driven and proprietary, rule-based model allocations, and integrates affiliated financial businesses and product channels as part of its operations.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

David T

Series 66

Schaumburg, IL

Arete Wealth Advisors, LLC

David Taylor III is a financial advisor at Arete Wealth Advisors, LLC with eight years of industry experience. He holds a Series 66 designation and previously worked at firms including Wells Fargo Clearing Services, LLC and Practice Management Consultants, LLC. Arete Wealth Advisors provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm offers discretionary portfolio management, investment consulting, and retirement plan advisory, utilizing a combination of advisor-driven and proprietary model allocations while acting as an ERISA fiduciary when applicable.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
user avatar

Joseph M

Series 66

Ponte Vedra Beach, FL

Arete Wealth Advisors, LLC

Joseph Mc Kinley is a financial advisor at Arete Wealth Advisors, LLC with six years of industry experience. He holds the Series 66 designation and has worked at Arete Wealth Advisors and related firms since 2020. Outside of his advisory role, he serves as a director and lead sales agent for PV Insurances LLC, focusing on life insurance and annuity products. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm manages assets primarily on a discretionary basis using a combination of advisor-driven and proprietary model allocations, and it employs third-party sub-advisers while acting as an ERISA fiduciary when applicable.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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