Arete Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,560,784,291
Clients
5,289
Advisors
149
across 62 offices
About
Arete WealthAdvisors provides investment advisory and financial planning services to a broad client base including individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and other corporate or business entities. Services include discretionary portfolio management, investment consulting, comprehensive and limited financial planning, and retirement plan advisory and administrative services, as well as access to wrap programs and third‑party money managers.
The firm primarily manages assets on a discretionary basis after documenting client objectives and risk tolerances in its Investment Advisory Contract, and it employs both advisor‑driven allocation and several proprietary, rule‑based model allocations (GDAA for ETFs/ETNs, VQMT for small‑company stocks, and QVLI for larger company value with income). Arete also uses third‑party sub‑advisers and a due‑diligence process for recommended managers and private investments, and it monitors accounts regularly while acting as an ERISA fiduciary when applicable.
What distinguishes Arete from many peers is its integration with affiliated financial businesses and product channels: some advisors are registered representatives of an affiliated broker‑dealer and may sell insurance through an affiliated insurance agency, the affiliate may underwrite and receive compensation related to certain funds, and the firm routinely acts as a solicitor for third‑party money managers that pay referral fees. The firm also maintains proprietary model disclosures and firm publications/conferences as part of its advisor support and has noted atypical advisor onboarding arrangements (such as forgivable loans or ownership interests) disclosed in its brochure.
Client services
Expertise
Occupation focus
Fee options
Flat fixed fees for financial planning services, negotiated between Advisor and Client
$0 - $249,000: 3.00% $250,000 - $749,999: 2.50% $750,000 - $1,499,999: 2.00% $1,500,000 - $4,999,999: 1.75% $5,000,000+: 1.50%
Arete Advisors may receive commissions from insurance sales through affiliated insurance agency
Hourly fees for financial planning services, negotiated between Advisor and Client
Performance-based fees or carried interest ranging from 5% to 20% on certain private funds as disclosed in offering documents
Account minimum: $50,000 (generally required initial minimum account balance, may be waived based on individual needs and complexity) Fee-only: Hourly fees and flat fixed fees for financial planning services, negotiated between Advisor and Client
Main office
See office1115 W Fulton Market, 3rd Floor
Chicago IL 60607
Advisors at this office
7
Offices (62)
Melville, NY
425 Broad Hollow Road, Ste 325, Melville, NY 11747
25 advisors
Jersey City, NJ
30 Montgomery St 12th Fl, Jersey City, NJ 07302
10 advisors
New York, NY Hanover Sq.
5 Hanover Sq. 12th Floor, New York, NY 10004
10 advisors
West Des Moines, IA Westown Parkway
6600 Westown Parkway Suite 190, West Des Moines, IA 50266
9 advisors
Chicago, IL W Fulton Market
1115 W Fulton Market 3rd Floor, Chicago, IL 60607
7 advisors
Most active in
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Also doing business as
25 Financial · Alternative Investment Specialists LLC · Alvery Bartlett Group · Arete Wealth Advisors, LLC · Arno Wealth Management, LLC · Avena Impact Wealth Advisors · Axxcess Wealth Management LLC · Axxcess Wealth Management, LLC · Caliber Financial Partners · Conner Financial LLC · Cooper Tower Wealth · Creative Health Capital, LLC · Cura Wealth Partners · Cygnus Capital · Dupre Carrier Godchaux Financial Services · Financial Resource Management · Fincadia Capital Partners · Freedom Financial Wealth And Tax, LLC · Golub Capital · Govic Capital · Hill & Hill Financial · Hudsonpoint Capital · Ijk Funds · Insight Wealth Group · John Galt Wealth Solutions · Krm Financial Services · Leblanc Financial Alliance · Legacy Financial · Magnolia Capital Management · Majors Financial · Masterworks.Io · Mckinley Wealth Management LLC · Narish Financial Services · Nts Bearing · Old Growth Capital · Pathway Financial Management · Pfs Wealth Management · Pinnacle Financial Wealth Management · Progen Financial Consulting · Roberts Tax And Retirement Planning · Saranac Advisors · Second Level Capital · Serein Wealth Advisors LLC · Shades Creek Wealth Advisors · Silvercap Wealth Management · Thornhill Financial · Wealth Solutions 360 · Wealth Strategies Advisory Group · Western Portfolio Partners
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Advisors at this firm
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