Aries Investment Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,400,000
Clients
65
8% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
65
Very HighAverage account size
$344,615
About
Aries Investment Advisors is an independent registered investment adviser that provides portfolio management and financial consulting to individual and high-net-worth clients. The firm reports roughly $22.4 million in assets under management and indicates most client accounts are managed on a non-discretionary basis while financial planning is offered as a separate service.
The firm’s investment process combines technical and fundamental analysis, charting and cyclical methods and can employ long-term, short-term and trading strategies; it may use short sales, margin and options as implementation tools when appropriate. Portfolios are reviewed at least quarterly and clients may place reasonable investment restrictions, while consulting engagements are provided on an engagement basis rather than as ongoing portfolio management.
Distinctive features include contributions to financial periodicals and newsletter content made available to clients, a practice that is uncommon among similar independent advisers. The firm’s disclosures also address ERISA and pension-plan considerations and emphasize non-discretionary arrangements while operating with an institutional custody and execution platform.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Flat fees generally range from $0 to $10,000 for financial planning and consultation services
$0 - $1,000,000: 2.50% $1,000,000 - $3,000,000: 1.00% $3,000,000+: 0.75%
$400 per hour for financial advisors
Account minimum: $200,000
Main office location
Aries Investment Advisors, LLC
1225 Franklin Avenue, Suite 325
Garden City NY 11530, United States
Number of offices
2
Most active in
Aries Investment Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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