Ariston Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Ariston provides model-based investment solutions and research primarily intended for use by other investment professionals and for pooled or institutional implementations. The firm aggregates actively managed models from third-party providers and performs the trading necessary to mirror those Model portfolios rather than tailoring individualized portfolios.
The firm’s work centers on standardized Model portfolios with defined objectives (for example, growth, value, momentum, or income) and on producing lists and publications that other advisers may use in their own implementation. Implementation is typically routed through a specific brokerage platform affiliated with a major custodian, and Ariston may manage accounts on either a discretionary or non-discretionary basis with client consent.
Compared with many investment managers, Ariston places notable emphasis on providing subscription-based research, periodic publications, and hourly consulting services in addition to model management, and it licenses equity lists and third‑party materials for use by other advisers. The firm also reports no assets under management and does not customize its Models for individual clients, reflecting a business model focused on product and research distribution rather than bespoke retail portfolio management.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Annual flat/fixed fees ranging from $500 to $2,000
Up to 1.00% annually
Certain supervised persons may receive commissions from sale of securities or other investment products, separate from advisory fees
$100 to $250 per hour, billed in fifteen-minute increments
Subscription fees ranging from $100 to $500 per year, per client
Minimum fee: Annual flat/fixed fees range from $500 to $2,000 Fee-only: Annual flat/fixed fees $500 to $2,000; Hourly fees $100 to $250 per hour; Subscription fees $100 to $500 per year
Main office location
Ariston Advisors LLC
Garden City NY, United States
Number of offices
1
Most active in
Ariston Advisors LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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