Arizona Wealth Strategies LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Arizona Wealth Strategies provides discretionary asset management to individuals (with an emphasis on high-net-worth clients), trusts, small businesses, and estates, managing roughly $19.2 million across a limited client roster. Services center on ongoing portfolio management including investment selection, asset allocation, and monitoring under an Investment Advisory Agreement.
The firm builds client-specific strategies based on documented goals, time horizons, and risk tolerance, and typically implements those strategies using discretionary trading authority. Investment analysis may include fundamental, technical, and cyclical methods, with periodic account reviews and rebalancing to align portfolios with client objectives.
Distinctive aspects of the practice include an explicit lack of non-high-net-worth individual clients, a $100,000 account minimum that is sometimes waived, and a concentrated average account size reflecting that client mix. The firm does not vote client proxies (clients receive and vote their own proxies), requires use of major custodians (Charles Schwab or Fidelity), and notes it may receive custodial research or other benefits without formal soft-dollar arrangements.
Client services
Expertise
Fee options
$0 - $249,999: 1.25% $250,000 - $999,999: 1.00% $1,000,000 - $4,999,999: 0.75% $5,000,000+: 0.45%
Account minimum: $100,000
Main office
Show Low AZ
Advisors at this office
1
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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