ARK Alliance Financial LLC logo

ARK Alliance Financial LLC

Updated today

Client AUM

$83,405,076

Clients

95

Advisors

2

of 2 employees

About

Ark Alliance Financial is a small, two-advisor registered investment adviser that serves individuals (including high‑net‑worth clients), trusts, estates, charitable organizations and corporations. The firm provides discretionary and non‑discretionary portfolio management as well as financial planning and customized consulting services.

Portfolios are tailored to clients’ stated goals and risk tolerances and built from mutual funds, ETFs and, when appropriate, individual securities, with an emphasis on asset allocation, diversification and periodic rebalancing. Investment analysis draws on fundamental methods, modern portfolio theory and cyclical analysis, and accounts are reviewed regularly with performance reporting delivered via a third‑party reporting platform.

Distinctive operational features include a requirement that managed accounts be custodied at the firm’s recommended institutional custodian and use of that custodian’s execution and support services. Ark Alliance Financial does not accept commissions and does not assume proxy‑voting authority for client securities, instead leaving voting decisions with clients.

Client services

Financial planning Portfolio management

Expertise

Roth conversion strategy Charitable giving tax strategies Social Security optimization Debt management

Occupation focus

Founder/Business Owner Executive

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Fee options

Percentage

$0 - $250,000: 1.25% $250,001 - $750,000: 1.00% $750,001 - $1,500,000: 0.85% $1,500,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.65% $5,000,001+: 0.50%

Project-based

$300 per hour for standalone financial planning (if not using investment management) and consulting services.

Other

Fee-only: Fees negotiated; financial planning and consulting generally complimentary with investment management for accounts $250,000 and above; standalone financial planning charged $300/hour; consulting services charged $300/hour.

Main office

Pearland TX

Advisors at this office

2

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Anil C

CFP®, Series 63, Series 65

Pearland, TX

ARK Alliance Financial LLC

Anil Chacko is a CERTIFIED FINANCIAL PLANNER™ professional with 23 years of experience in the financial services industry. He has worked at firms including TIAA-CREF and Goodman Financial Corporation before joining ARK Alliance Financial LLC in 2020. He holds Series 63 and Series 65 licenses and is based in Pearland, Texas. ARK Alliance Financial is a small, two-advisor registered investment adviser serving individuals, trusts, estates, charitable organizations, and corporations. The firm offers discretionary and non-discretionary portfolio management along with financial planning and customized consulting, emphasizing tailored portfolios built on asset allocation, diversification, and regular review.

Roth conversion strategy Charitable giving tax strategies Social Security optimization Debt management Founder/Business Owner Executive
user avatar

Darin W

Series 63, Series 66

Pearland, TX

ARK Alliance Financial LLC

Darin Womble is a financial advisor at ARK Alliance Financial LLC with 19 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at institutions including JP Morgan Chase, TD Ameritrade, and TIAA-CREF. Outside of his advisory role, he serves on the board of Next Generation Academy, a pre-school in Pearland, Texas. ARK Alliance Financial is an independent registered investment adviser serving individuals, trusts, estates, charitable organizations, and corporations. The firm offers discretionary and non-discretionary portfolio management, financial planning, and customized consulting, with portfolios constructed using mutual funds, ETFs, and individual securities based on clients’ goals and risk tolerances.

Roth conversion strategy Charitable giving tax strategies Social Security optimization Debt management Founder/Business Owner Executive
View complete list of advisors at this firm
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