Ark Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Ark Wealth Advisors, LLC provides investment advisory services to individuals (including high‑net‑worth clients), trusts, retirement plans and business clients, offering asset management, comprehensive portfolio management, financial planning, retirement plan consulting and access to separately managed accounts and third‑party money managers. Its service set includes implementation and ongoing monitoring of portfolios made up of individual stocks, bonds, ETFs, mutual funds, options and alternative investments, as well as standalone planning engagements and employer plan advisory work.
The firm’s investment process is individualized and asset‑allocation driven, combining fundamental, quantitative, sector and cyclical analysis to construct and periodically rebalance diversified portfolios; it may also employ options, margin and long‑term purchase strategies where appropriate. Ark frequently leverages third‑party managers and Schwab-managed account programs (Select, Access and Marketplace) to implement strategies and provides due diligence and ongoing oversight of those managers.
Distinctive features disclosed in the brochure include a recent transition from state to SEC registration and a consulting relationship with an affiliated real‑estate product sponsor (Integrated Senior Foundation) through which the firm offers and evaluates private real‑estate and private‑capital investments — a relationship the firm identifies as a potential conflict and says it discloses to clients. The brochure also discloses a non‑cash services arrangement with a bookkeeping/vendor partner and the use of compensated solicitors for client referrals, and describes policies and disclosures intended to manage those potential conflicts.
Client services
Expertise
Fee options
flat fees up to $100,000
$0+: up to 2.50% $0+: combined fee with third-party managers/separately managed accounts up to 3.00% $0+: SMA program fee includes 1.00% advisory fee plus program fees, total up to 3.00% $0+: SIP clients charged up to 1.25% of assets invested in SIP platform
maximum hourly fee up to $500
Fee-only: hourly fees up to $500/hour; flat fees up to $100,000
Main office
3960 Prospect Avenue, Suite A
Yorba Linda CA 92886
Advisors at this office
3
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Kevin M
Series 66
Yorba Linda, CA
Ark Wealth Advisors, LLC
Kevin Martin is a financial advisor at Ark Wealth Advisors, LLC with 14 years of industry experience. He holds a Series 66 designation and previously worked at Curve Capital, LLC, Bridge Capital Consulting, LLC, and was self-employed for two years. Ark Wealth Advisors, LLC provides investment advisory services to individuals, trusts, retirement plans, and business clients. The firm employs an individualized, asset-allocation driven investment process, utilizing a combination of fundamental, quantitative, sector, and cyclical analysis to manage diversified portfolios, often incorporating third-party managers and Schwab-managed account programs.
Nolan G
Yorba Linda, CA
Ark Wealth Advisors, LLC
Nolan Gouveia is an advisor at Ark Wealth Advisors, LLC in Yorba Linda, CA, with six years of experience through his role at NGFinco LLC since 2020 and nine years at California Baptist University. He holds no prior industry experience before these roles. Ark Wealth Advisors provides investment advisory services to individuals, trusts, retirement plans, and business clients, offering asset management, financial planning, and retirement plan consulting. The firm employs an individualized, asset-allocation-driven investment process and utilizes third-party managers and Schwab-managed account programs to implement and monitor diversified portfolios.
Christopher M
Series 66
Yorba Linda, CA
Ark Wealth Advisors, LLC
Christopher Morgan is a financial advisor at Ark Wealth Advisors, LLC, with 10 years of industry experience. He holds a Series 66 designation and previously worked at Morgan Stanley and Morgan Stanley Private Bank from 2015 to 2020. Outside of advising, he serves on the finance committee of Friends Community Church in Brea and is involved with MDR Partners, LLC, which focuses on qualifying prospects for R&D credits. Ark Wealth Advisors is a two-advisor registered investment adviser managing approximately $77 million for about 185 clients, including individuals, trusts, retirement plans, and corporate entities. The firm combines asset allocation with multi-disciplinary analysis and uses a variety of implementation methods, including direct securities and third-party managed accounts, while integrating alternative and private real estate investments into its offerings.
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