A complete list of active advisors currently associated with Ark Wealth Management

Warmer can help you find a great advisor at Ark Wealth Management or one who fits your needs even better.

Ark Wealth Management provides discretionary portfolio management, pension consulting, financial planning, and a web-based advisory offering called the Ark Academy Program. It serves individual and high-net-worth clients, business entities, charitable organizations, and pension/profit-sharing plans, and maintains an account minimum that may be waived for affiliated family office clients. The firm documents client goals and risk tolerance through Investment Policy Statements and implements pre‑approved model portfolios, relying on long-term trading and a mix of analytical techniques (including modern portfolio theory, fundamental, quantitative, technical, charting, and cyclical analysis). For its Ark Academy Program, clients complete an online questionnaire and are assigned to AWM-designed model portfolios using the Schwab Intelligence Portfolio framework, while AWM generally seeks discretionary authority and executes trades through Schwab Institutional. The brochure discloses several features that set the firm apart from many peers: an affiliated insurance agency that may receive commissions on insurance products and supervised persons who may be licensed insurance agents, affiliated entities that establish special-purpose vehicles for venture investments that may be recommended to clients, and arrangements where AWM may serve as a sub-advisor or engage other advisers. The firm also reports a pending client lawsuit alleging breach of fiduciary duty and manages over $209 million in discretionary assets with a small advisory team, creating materially higher assets‑per‑advisor than is typical for similarly supported firms.

To learn more about the advisors currently working at Ark Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.