A complete list of active advisors currently associated with Arlen Capital, LLC
Warmer can help you find a great advisor at Arlen Capital, LLC or one who fits your needs even better.
Arlen Capital serves individual clients (both high-net-worth and non-HNW), trusts, retirement plans, and business entities through investment management, wealth planning, and referrals to third‑party managed programs. The firm operates as a small team advisory practice managing assets on discretionary and non‑discretionary bases and tailors services based on client interviews and a suitability questionnaire. Investment recommendations are implemented primarily through model portfolios on the Vision 2020 Wealth Management Platform, using mutual funds and ETFs and customized asset allocations based on risk tolerance and periodic rebalancing. Arlen Capital emphasizes quantitative, downside‑risk analytics in its portfolio construction and monitoring — including metrics such as Sortino ratios, Upside Potential, and Omega Excess Return — and also reviews and supervises third‑party managers (including a relationship with PCM) when those programs are selected. Compared with many peers, Arlen Capital’s advisory representatives are dually registered with a broker‑dealer (Osaic Wealth), and the firm’s parent, Arlen Corporation, operates as a licensed insurance agency with advisory staff spending a material portion of time on insurance sales and recommendations. The firm discloses potential conflicts tied to broker‑dealer affiliations (including receipt and handling of 12b‑1 fees, use of the broker‑dealer for commissionable products), has moved new accounts onto its Vision 2020 platform while closing an older fee program to new clients, and maintains operational practices such as third‑party transfers via standing letters of authorization and custodial fee debit arrangements.
To learn more about the advisors currently working at Arlen Capital, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Warwick, RI
| 39
| |
Warwick, RI
| 20
| |
Warwick, RI
| 20
| |
Warwick, RI
| 50
|
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