Arlington Securities, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Arlington Securities provides financial planning and ongoing investment supervisory services to individuals, trusts, estates and business clients, delivering most services through a wrap fee program that combines planning and portfolio management. The firm reports approximately $116.9 million in assets under management and serves a mix of retail and high-net-worth clients.
The firm offers multiple investment methods — including traditional asset allocation using mutual funds, ETFs, stocks and fixed income; rules‑based models; third‑party asset managers; and a market‑timing approach that attempts to time buys and sells based on an advisor’s judgment. Clients may grant either discretionary or non‑discretionary trading authority, and the brochure notes situations where clients retain decision rights before trades are executed.
Arlington is dually registered as both an investment adviser and a broker‑dealer, and its representatives may act in both capacities, receiving commission‑based or insurance compensation for certain product sales — a potential conflict the brochure discloses. The firm also disclosed a recent FINRA disciplinary matter involving variable annuity transactions, including a temporary suspension, monetary sanctions and restitution to affected customers.
Client services
Fee options
Monthly billing of one-twelfth of the agreed upon annual advisory fee percentage, based on month-end account value; fees are negotiable but no specific flat percentage stated
Commission-based compensation possible through broker-dealer registered representatives for sale of investment products, but no asset-based sales charges or service fees from mutual funds or other investment products in advisory accounts
Main office
See officeSt. Louis MO
Advisors at this office
1
Offices (4)
Most active in
Missouri
Also doing business as
Arlington Financial · Arlington Securities · Arlington Securities, Inc · Arlington Securities, Inc. · Arlington Securities, Incorporated · Fort Dearborn Investment Corp.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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