Rye, NY Office

The firm provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, creating written investment policy statements and performing regular portfolio monitoring. Advisory services are focused on traditional securities such as mutual funds, equities, ETFs and fixed income, and include tax and retirement planning topics as part of financial plans.

The firm typically manages accounts on a discretionary basis and documents client risk tolerances in an IPS, using a mix of analytical methods — charting, cyclical, fundamental, quantitative, technical analysis and modern portfolio theory — and pursuing a long‑term trading approach with monthly account reviews and custodian‑generated reports. It requests discretionary trading authority, seeks to allocate limited investment opportunities (including IPOs) equitably among clients, and discloses that it does not accept third‑party sales compensation.

Noteworthy for a firm of its size, the adviser is affiliated with an accounting practice and discloses that the principal provides accounting services outside the advisory firm, a relationship the brochure identifies as a potential conflict of interest. The firm is newly formed and very small (two advisors, five clients, roughly $4.7 million AUM), requires use of a specific custodian (Schwab Institutional), and does not aggregate trades for multiple client accounts — operational features that differ from many peers.