Arrowhead Wealth Management Corp.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Arrowhead Wealth Management Corp. provides fee-based investment advisory services to individuals, trusts, estates, charitable organizations, and business entities, overseeing roughly $30.8 million in client assets and serving about 149 clients. The firm primarily works with non–high-net-worth individual clients and offers portfolio management along with referrals to third‑party managed‑account programs.
The firm follows a tactical allocation approach and uses fundamental, technical, and cyclical analysis to tailor portfolios, with strategies that can include long- and short-term holdings, sector or dividend tilts, and cash positions as hedges. While Arrowhead is structured to provide discretionary management, its reported assets were entirely non‑discretionary (approximately $30.8 million) as of December 31, 2025, a characteristic that differs from most supported peers.
Arrowhead is also distinctive in its business arrangements: it acts as a solicitor for a third‑party managed‑account platform and discloses receiving referral and consulting compensation from that relationship. The firm is co‑owned by two principals and one principal holds an insurance license and may receive commissions for insurance products, a potential conflict the brochure discloses.
Client services
Expertise
Fee options
Fixed fees up to $120,000 per year, invoiced quarterly in arrears, negotiated per client
1.00% annually, payable quarterly in arrears
Account minimum: $25,000
Main office
909 15th St, #4
Modesto CA 95354
Advisors at this office
2
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Christopher D
Series 63
Modesto, CA
Arrowhead Wealth Management Corp.
Christopher Dennis is a financial advisor at Arrowhead Wealth Management Corp. in Modesto, CA, with 33 years of industry experience. He holds a Series 63 designation and has been with Arrowhead Wealth Management since 2014. In addition to his advisory role, he is an independent insurance producer for various insurance companies. Arrowhead Wealth Management Corp. provides fee-based investment advisory services to individuals, trusts, estates, charitable organizations, and business entities, managing approximately $30.8 million in client assets. The firm employs a tactical allocation approach using fundamental, technical, and cyclical analysis to tailor non-discretionary portfolios, and it also serves as a solicitor for a third-party managed-account platform.
David W
Series 63
Modesto, CA
Arrowhead Wealth Management Corp.
David Wong is a financial advisor at Arrowhead Wealth Management Corp. in Modesto, CA, with 31 years of industry experience. He holds a Series 63 designation and previously worked at Wedbush Securities Inc. from 2009 to 2022. Arrowhead Wealth Management Corp. provides fee-based investment advisory services to individuals, trusts, estates, charitable organizations, and business entities, primarily serving non–high-net-worth clients. The firm employs a tactical allocation approach using fundamental, technical, and cyclical analysis to customize portfolios and offers both discretionary management and non-discretionary assets.
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