Arrowstone Wealth, LLC

Arrowstone Wealth is a small, privately owned registered investment adviser that provides discretionary and non-discretionary portfolio management, financial planning, and retirement-plan consulting to individuals (including high-net-worth clients), employer-sponsored plans, and charitable organizations. The firm oversees roughly $53 million in client assets across about 45 client relationships and operates with two advisory professionals.

The firm constructs individualized investment policy statements (IPS) to guide portfolios and relies on fundamental and qualitative analysis, strategic asset allocation, and ongoing monitoring (at least monthly, with more frequent reviews when warranted). Financial planning is provided both as an integrated service for portfolio clients and as standalone engagements that produce written reports; planning work prepared by a remote lead planner is reviewed and approved by the firm’s owner and chief investment officer before delivery.

Arrowstone’s structure is notable for its solo-practitioner ownership model, where the sole owner also serves as the firm’s chief investment and compliance officer and is the primary supervisor of all advisory work, a model that is less common among supported firms. The brochure discloses a 2022 consent order concerning ADV custody/filing matters and a 2025 civil settlement, and it also describes an internal incentive plan that compensates staff for plan production and conversions to managed accounts, with documented procedures intended to address the resulting conflicts of interest.