Arsenal Capital Advisors LLC

Arsenal Capital provides financial planning and discretionary portfolio management to select individuals and families, charitable organizations, and certain corporate clients, and it also advises pooled investment vehicles, including private funds. The firm additionally offers ERISA fiduciary services for retirement plans and related accounts.

The adviser establishes a written Investment Policy Statement for each client, generally operates under discretionary authority, and may delegate portions of portfolio management to independent managers; it employs a mix of analytical approaches (fundamental, quantitative, technical, and modern portfolio theory) and uses both long- and short-term trading tools such as options and margin where appropriate. Fees are primarily asset-based and accounts are reviewed periodically; the firm uses AI tools to gather and organize research and administrative information while retaining human responsibility for investment decisions.

What is distinctive about the firm is its role as investment manager to private pooled vehicles and the attendant operational features — including fund offering classes that change based on a client’s advisory status and the potential for advisory clients to be solicited to invest in those funds. The firm operates with a relatively small advisory team managing a multi-hundred-million-dollar discretionary asset base and maintains practices such as providing ERISA fiduciary services and standing transfer authorizations, which may be less common among similarly sized peers.