ARTAIS Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
ARTAIS Capital Management is a small independent advisory firm that serves individual and high-net-worth clients as well as institutional-type entities, including corporate/business clients, trusts, estates and charitable organizations. The firm provides ongoing portfolio management, offers research‑driven model portfolios (non-customized), and delivers project‑based financial planning.
The adviser uses a blend of fundamental, technical, cyclical and charting analysis to construct portfolios composed primarily of mutual funds, ETFs, equities and bonds, with holdings monitored regularly and client accounts reviewed at least quarterly. Although ARTAIS typically seeks discretionary trading authority, it reports a material portion of assets managed on a non‑discretionary basis—roughly $5.86M of its $14.78M total AUM—while $8.92M is managed discretely.
Compared with many independent, solo advisers, ARTAIS’s client mix includes institutional clients and the use of model portfolios where clients receive standardized allocations rather than bespoke portfolios. The firm also limits custody to fee‑withdrawal activity and does not vote client proxies, practices that differ from common peer arrangements.
Client services
Expertise
Fee options
Fixed fees for project based financial planning ranging from $500 to $3,500, negotiable
Up to 2% annually, negotiable
Account minimum: $250,000
Main office
Lewes DE
Advisors at this office
1
Most active in
Delaware · Maryland · Virginia
Also doing business as
Artais Capital Management, LLC · Name 315 · Riverbend Investment Management, LLC · Riverbend Investment Management, Llcc · Rothe Financial Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)