AS Investment Partners LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,089,481
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
9
33% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
LowAverage account size
$232,165
About
AS Investment Partners LLC serves individual and select institutional clients, including corporations and other business entities, offering discretionary and non-discretionary asset management alongside standalone financial planning. The firm operates as a solo advisory practice with a small client base and manages modest assets, providing ongoing portfolio monitoring and plan delivery services.
The firm’s investment approach is fundamentally driven and business‑oriented, emphasizing assessment of intrinsic value, competitive position, and long‑term capital compounding; it employs a broad mandate that can include equities, fixed income, options, OTC securities and short‑term instruments. Portfolio decisions are made with attention to risk controls and client objectives, and account monitoring is continuous rather than limited to fixed periodic reviews.
Compared with many peers, the firm discloses and advertises its performance results and offers performance‑based fee arrangements to qualified clients—practices that are uncommon among independent solo advisers. It also indicates the use of borrowing in separately managed accounts and the inclusion of corporate or business clients in its client mix, distinguishing its product flexibility and client population from typical small independent firms.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
1.00% annually
$250 per hour
25% of the increase in a Client’s net assets over an annual rate of 6%, subject to a high water mark
Main office location
AS Investment Partners LLC
Leander TX, United States
Number of offices
1
Most active in
AS Investment Partners LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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