A complete list of active advisors currently associated with Ascend Investment Management, LLC

Warmer can help you find a great advisor at Ascend Investment Management, LLC or one who fits your needs even better.

Ascend Investment Management, LLC provides personalized financial planning and investment management services primarily to individual clients, and also serves trusts, estates, retirement plans, small businesses, and charitable organizations. The firm manages a small client base (27 clients, approximately $1.53 million in assets) and delivers written financial plans, ongoing portfolio oversight, and occasional consulting engagements. The adviser combines fundamental and technical analysis to construct portfolios of stocks, mutual funds, and ETFs, with a focus on large-cap equity selection and tactical shifts to bond or money‑market positions when market signals indicate. Accounts are monitored daily and are predominantly managed on a discretionary basis; the firm also leverages third‑party model managers (Morningstar Investment Services and Zacks) to provide additional strategy options and centralized reporting. A notable feature is an affiliated insurance business through which the firm’s representatives may recommend and sell insurance products for commission, a relationship the firm discloses as a potential conflict and for which clients are not required to engage firm-affiliated agents. The firm also offers public educational seminars and workshops — an outreach uncommon for similarly sized independent advisers — and uses subadvisors and custodial reporting to broaden strategy access while operating as a small, education-focused practice.

To learn more about the advisors currently working at Ascend Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.