Ascending Assets
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,468,133
Clients
14
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
TypicalAverage account size
$104,867
About
Ascending Assets LLC provides ongoing portfolio management and investment planning services to corporations and business entities, preparing an individualized Investment Policy Statement for each client and often operating with discretionary trading authority. While many independent peers focus on individual retail clients, Ascending Assets manages a small client base — about $1.47 million in assets across 14 accounts — and offers tailored portfolio construction and monitoring.
The firm’s investment approach blends cyclical and fundamental analysis with modern portfolio theory and a long‑term trading orientation, using mutual funds, equities, fixed income (including Treasury inflation‑protected bonds), and ETFs (notably including precious‑metals sector ETFs). Services begin with an interview to establish goals, tax considerations, and risk tolerance, and the firm documents these in the IPS and conducts at least quarterly reviews.
Operationally, Ascending Assets requires clients to custody assets at Interactive Brokers LLC and discloses access to broker-provided research and other soft‑dollar benefits that factor into broker selection. The firm does not select third‑party investment managers or participate in wrap fee programs, and it maintains written policies on personal trading, conflicts of interest, and client‑imposed investment restrictions.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$10,000 - $999,999: 1.20% $1,000,000+: 1.00%
Account minimum: $500
Main office location
Ascending Assets
Spring TX, United States
Number of offices
1
Most active in
Ascending Assets has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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