Asempa Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$231,452,468
Clients
87
Advisors
3
of 4 employees
About
Asempa provides ongoing portfolio management and investment advisory services to individual and high-net-worth clients, preparing an Investment Policy Statement for each account and offering both discretionary and non-discretionary management. The firm also supports management of “held-away” employer-sponsored and retirement accounts via a third‑party connectivity platform to review and, when appropriate, rebalance those accounts to target allocations.
Its investment process combines long-term trading with cyclical and fundamental analysis and the use of modern portfolio theory to align allocations with documented risk tolerances and time horizons. Asempa states a fiduciary duty to seek fair and equitable allocation of investment opportunities across client accounts and documents risk tolerance and trading authority in each client’s IPS.
Noteworthy features for a small advisory team include a relatively large discretionary asset base and client roster for a three-advisor firm that was formed recently, indicating a high average account size. The firm requires clients to custody assets at a specific broker-dealer (Fidelity Brokerage Services LLC), does not aggregate block trades for multiple client accounts, and discloses that it may engage in options and margin trading (with client permission) and manages held‑away accounts via a third‑party platform — all distinctions that may affect execution, liquidity, and operational interaction compared with many peers.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% $2,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
Main office
8440 Jefferson Hwy, Suite 401
Baton Rouge LA 70809
Advisors at this office
3
Most active in
Louisiana · Texas
Also doing business as
Asempa LLC · Asempa Wealth Advisors · Asempa, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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