Asesoria Financiera Independiente, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Asesoria Financiera Independiente, Inc. provides fee‑only investment advice to a small number of clients, primarily families and family‑held trusts, and does not act as a custodian or execute trades on clients’ accounts. The firm offers consultations and ongoing advisory services rather than portfolio management or trading on behalf of clients.
The firm employs a strategic asset‑allocation, core‑and‑satellite approach using bonds, mutual funds and ETFs with global diversification and long holding periods, and documents each client’s objectives and risk profile. Advice is delivered almost entirely on a nondiscretionary basis, with clients retaining authority to place orders and implement the firm’s recommendations through their custodians.
AFI is distinctive among solo independent advisers for serving a concentrated, cross‑border client base in Mexico and for operating strictly as a nondiscretionary, advisory‑only practice. The principal’s long private‑banking background in Latin America and Europe underpins a focus on internationally diversified, currency‑aware portfolios while excluding margin, short sales, derivatives, private equity and hedge fund exposures.
Client services
Expertise
Demographic focus
Fee options
$0 - $5,000,000.00: 0.50% per annum $5,000,000.01+: 0.25% per annum
Account minimum: $1,000,000.00 Minimum fee: $5,000.00 minimum annual fee Fee-only: Strictly fee-only; no commissions accepted
Main office
San Diego CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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