Ashby Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,000,000
Clients
58
29% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
58
Very HighAverage account size
$396,552
About
Ashby Wealth Management, LLC advises individuals (including high‑net‑worth households), pension and profit‑sharing plans, and small businesses on investment management and financial planning. The firm provides discretionary portfolio management tailored to clients’ stated objectives and offers both limited‑scope (hourly) and comprehensive planning engagements that address retirement, estate, cash flow, insurance, and business planning.
AWM primarily constructs passively managed, asset‑allocated portfolios using low‑cost index mutual funds and exchange‑traded funds, while employing fundamental analysis when performing investment analysis as part of financial planning. The adviser manages accounts on a discretionary basis, conducts quarterly reviews, and integrates tax and risk considerations into client investment policies.
Distinctive features include an ongoing comprehensive planning option with continuous access to a planner, written plan delivery, and annual plan reviews, and a stated practice of providing business‑planning and employee‑benefits optimization for business‑owner clients. The firm uses Charles Schwab’s institutional platform and notes access to Schwab educational conferences and events as a resource for firm and client education.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Quick-start session
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Up to $1,495 upfront for initial financial plan development and delivery
0.25% annually
$249 per hour
$149 to $299 per month, paid monthly in arrears
Main office location
Ashby Wealth Management, LLC
Kensington CA, United States
Number of offices
1
Most active in
Ashby Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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