Ashton Thomas Private Wealth logo

Ashton Thomas Private Wealth

Updated today

Client AUM

$5,859,310,345

Clients

3,181

Advisors

77

across 20 offices

About

Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a broad client base, including individuals, business entities, trusts, family offices, retirement plans and institutional accounts. Services include discretionary and non-discretionary portfolio management on wrap and non‑wrap bases, financial planning and retirement-plan fiduciary consulting, and access to third‑party managers through its Amplify Platform.

The firm typically allocates client assets across mutual funds, ETFs, independent managers and sub‑advisers, and may use strategies such as options, structured notes, inverse/enhanced products and selective cryptocurrency exposure via ETFs or specialist managers. Ashton Thomas also presents performance history for predecessor or affiliated strategies tied to its acquisitions and boutiques (for example via its Mill Street and Day Hagan affiliations), a disclosure and marketing practice that is less common among large enterprise advisers.

Distinctive features include ownership of Day Hagan Asset Management (an adviser to certain ETFs) and a platform model that requires investment adviser representatives to use the Amplify Platform (with Platform Fees disclosed and sometimes absorbed by advisers), as well as routine use of sub‑advisers for fixed‑income management. The firm disclosed an SEC enforcement action in 2024 for a late 13(f) filing and a $375,000 sanction and states it implemented new procedures thereafter; investors should weigh these regulatory and affiliated‑product disclosures alongside the firm’s other policies on conflicts and fee sharing.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers
Variable product model design and maintenance

Expertise

Passive / index investing Options & derivatives strategies Retirement income strategy

Occupation focus

Founder/Business Owner Executive Financial Professional

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Fee options

Fixed

Variable product model design and maintenance fees range from $1,200 to $1,500 per variable contract.

Percentage

$0 - $2,000,000: Negotiable, up to 2.99% annually $2,000,000 - $10,000,000: 0.75% annually (Mill Street Small Cap Core Strategy) $10,000,000+: 0.70% annually (Mill Street Small Cap Core Strategy)

Commissions

Certain representatives may receive commissions for securities and insurance products sold in their separate capacities; no advisory fee charged for assets sold on commission basis.

Project-based

Financial planning and consulting fees negotiable but generally range from $150 to $1,000 per hour.

Other

Account minimum: $2,000,000 Fee-only: Annual investment advisory fees up to 2.99% of assets under management, negotiable; standalone financial planning hourly fees generally range $150 to $1,000 per hour; variable product model design and maintenance fees $1,200 to $1,500 per variable contract.

Main office

See office

8605 East Raintree Drive, Suite 280

Scottsdale AZ 85260

Advisors at this office

35

Most active in

Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming

Also doing business as

Amplify Platform · Ashton Thomas · Ashton Thomas Private Wealth · Ashton Thomas Private Wealth, LLC · Campbell Private Wealth Management · Day Hagan Asset Management · Forge Private Wealth · Gentry Asset Advisory LLC · Gentry Wealth Management · Jay R. Penney, LLC · Mill Street Financial · Mill Street Investment Partners · Norte Advisors, LLC · Second 50 Financial

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Lance M

CFP®, Series 66

Scottsdale, AZ

Ashton Thomas Private Wealth

Lance Millar is a CFP® and holds a Series 66 license with 19 years of industry experience. He is currently with Ashton Thomas Private Wealth, where he has worked since 2025, following an 11-year tenure at Boston Private Wealth LLC. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm provides discretionary portfolio management, financial planning, expanded family office services, and retirement-plan fiduciary consulting, employing a range of investment strategies and operating the Amplify Platform for back-office support and access to program managers.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Arthur D

Series 63, Series 65

Sarasota, FL

Ashton Thomas Private Wealth

Arthur Day is a financial advisor at Ashton Thomas Private Wealth with 32 years of industry experience. He previously worked at Day Hagan Asset Management for 19 years and UBS Financial Services for 13 years. Day serves on the board of the Team Tony Cancer Foundation and the Richard A. Riffel Philanthropic Trust. Ashton Thomas Private Wealth provides investment advisory and wealth management services to individuals, business entities, trusts, family offices, retirement plans, and institutional accounts. The firm employs diversified strategies including mutual funds, ETFs, independent managers, and specialist managers, and incorporates a platform model featuring the Amplify Platform and use of multiple sub-advisers.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
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April C

Series 66

Helena, MT

Ashton Thomas Private Wealth

April Cardoza is a financial advisor at Ashton Thomas Private Wealth with 13 years of industry experience. She holds a Series 66 designation and has worked at firms including D.A. Davidson and Wells Fargo Advisor LLC. Outside of her advisory role, she owns Pickles Paints, a mobile painting business, and serves as a notary public assisting D.A. Davidson clients. Ashton Thomas Private Wealth serves individual and institutional clients such as high-net-worth households, trusts, and retirement plans, offering discretionary portfolio management, financial planning, and family office services. The firm employs a range of investment strategies and operates the Amplify Platform to provide back-office support and access to various investment solutions.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
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Richard P

ChFC®, Series 65

Scottsdale, AZ

Ashton Thomas Private Wealth

Richard Pyle is a financial advisor at Ashton Thomas Private Wealth with 11 years of industry experience. He holds the ChFC® designation and the Series 65 license. Prior to joining Ashton Thomas in 2022, he worked for Wellspring Financial Partners from 2015 to 2022. Outside of his advisory role, he is involved in tax preparation services and operates an online clothing retail business. Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a diverse client base, including individuals, trusts, and institutional accounts. The firm employs a multi-manager approach utilizing mutual funds, ETFs, sub-advisers, and alternative strategies, supported by its proprietary Amplify Platform.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
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Richard W

CFP®, Series 63, Series 65

Monticello, AR

Ashton Thomas Private Wealth

Richard Westhelle is a CFP® professional with 16 years of experience in financial advisory. He currently works at Ashton Thomas Private Wealth and previously held positions at Goldman Sachs Personal Financial Management and Advisors Capital Management, among others. Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a diverse client base, including individuals, trusts, family offices, and institutional accounts. The firm employs a platform model incorporating third-party managers and a range of investment strategies such as mutual funds, ETFs, options, and selective cryptocurrency exposure.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Nicolaus H

Series 63, Series 65

Grand Junction, CO

Ashton Thomas Private Wealth

Nicolaus Hansen is a financial advisor at Ashton Thomas Private Wealth with Series 63 and 65 credentials and four years of industry experience. His prior roles include positions at WealthSource Partners and Northwestern Mutual, as well as work outside finance in event staffing and management. Hansen is also the owner of several side businesses, including a custom apparel e-commerce company and a mobile golf simulator service. Ashton Thomas Private Wealth provides investment advisory and wealth management services to individuals, business entities, trusts, family offices, retirement plans, and institutional accounts. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to third-party managers through its Amplify Platform, employing a range of investment strategies including mutual funds, ETFs, and alternative products.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Rebecca D

CFP®, Series 66

Bozeman, MT

Ashton Thomas Private Wealth

Rebecca Dammann is a CFP® with 14 years of industry experience, currently serving as an advisor at Ashton Thomas Private Wealth. She has worked at Ashton Thomas Securities, M.S. Howells & CO, and Wells Fargo Advisors during her career. Outside of her advisory role, she serves as treasurer and secretary for a local homeowners association. Ashton Thomas Private Wealth provides investment advisory and wealth management services to individuals, businesses, trusts, family offices, retirement plans, and institutional clients. The firm employs a diversified investment approach, utilizing mutual funds, ETFs, independent managers, and specialist strategies through its Amplify Platform.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Donald H

CFA®, Series 63, Series 65

Sarasota, FL

Ashton Thomas Private Wealth

Donald Hagan is a CFA charterholder with 20 years of industry experience. He is currently with Ashton Thomas Private Wealth and was previously a managing member of Day Hagan Asset Management, where he worked for 12 years. Outside of his advisory work, he is a passive investor in a clothing line called Saaka. Ashton Thomas Private Wealth offers investment advisory and wealth-management services to a diverse client base, including individuals, trusts, family offices, and institutional accounts. The firm employs a multi-manager approach, utilizing mutual funds, ETFs, independent managers, and sub-advisers, along with alternative strategies such as options and selective cryptocurrency exposure.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Katherine J

Series 63, Series 65

Scottsdale, AZ

Ashton Thomas Private Wealth

Katherine Johnson is a financial advisor with Ashton Thomas Private Wealth in Casper, WY, holding Series 63 and Series 65 licenses and bringing four years of industry experience. She previously worked for Wells Fargo Investments for 20 years. Johnson serves on the boards of several local nonprofit organizations, including Natrona County Meals on Wheels, the Gottsche Foundation, and the Natrona Collective Health Trust. Ashton Thomas Private Wealth serves individual and institutional clients such as high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm offers discretionary portfolio management, financial planning, expanded family office services, and retirement-plan fiduciary consulting, utilizing a range of investment strategies and providing access to program managers and model portfolio solutions.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Que Chi B

Series 65

Scottsdale, AZ

Ashton Thomas Private Wealth

Que Chi Bui Nguyen is a financial advisor at Ashton Thomas Private Wealth with a Series 65 designation and over eight years of experience in the financial industry, including roles at Tempus Wealth Australia, Tyton Capital Advisors, and Viet Capital Securities JSC. Nguyen joined Ashton Thomas Private Wealth in 2025 and is based in Scottsdale, AZ. Ashton Thomas Private Wealth serves a range of individual and institutional clients, including high-net-worth households, trusts, estates, and charitable entities. The firm provides discretionary portfolio management, financial planning, family office services, and retirement-plan fiduciary consulting, utilizing a variety of investment strategies and platforms.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Gaylord L

CFA®, Series 63

Portland, OR

Ashton Thomas Private Wealth

Gaylord Lyman is a CFA® charterholder with 17 years of industry experience. He has worked at Ashton Thomas Private Wealth since 2023, following six years at Affinity Investment Advisors and five years at Kohala Capital Partners. Outside of his advisory role, he serves as an independent trustee for a family of mutual funds and provides strategic advisory services to a creative media agency. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm offers discretionary portfolio management, financial planning, family office services, and retirement-plan fiduciary consulting, utilizing a range of investment strategies and operating the Amplify Platform for model design and program manager access.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
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Shannon M

Series 63, Series 66

Scottsdale, AZ

Ashton Thomas Private Wealth

Shannon Mc Laughlin is a financial advisor with Ashton Thomas Private Wealth in Scottsdale, AZ, holding Series 63 and Series 66 licenses and bringing 29 years of industry experience. His prior experience includes roles at Merrill Lynch, The Leaders Group, and Boulevard Family Wealth Services. Ashton Thomas Private Wealth serves individual and institutional clients such as high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm provides discretionary portfolio management, financial planning, family office services, and retirement-plan fiduciary consulting, utilizing a range of investment strategies and offering access to specialized platforms and solutions.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Stewart P

Series 65, Series 66

Scottsdale, AZ

Ashton Thomas Private Wealth

Stewart Preziose is a financial advisor at Ashton Thomas Private Wealth with nine years of industry experience. He holds Series 65 and Series 66 credentials and has worked previously at SVB Wealth LLC, Kayne Anderson Rudnick, Avensby LLC, and Chequers Financial Management, LLC. He serves as treasurer for the Rockwell Owners Association. Ashton Thomas Private Wealth offers investment advisory and wealth management services to individuals, business entities, trusts, family offices, retirement plans, and institutional accounts. The firm employs a platform model and allocates client assets across mutual funds, ETFs, independent managers, and various alternative strategies, including cryptocurrency exposure through specialist managers.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Michael W

CFA®, PFS™, Series 66

Scottsdale, AZ

Ashton Thomas Private Wealth

Michael Wong is a CFA® and PFS™ credentialed advisor with seven years of industry experience. He is currently with Ashton Thomas Private Wealth and Ashton Thomas Securities, having previously worked at M. S. Howells & Co and Wells Fargo Wealth Management. Outside of his advisory role, he serves as co-trustee of a deceased friend’s education trust for the benefit of the friend’s children. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm provides discretionary portfolio management, financial planning, family office services, and retirement-plan fiduciary consulting, employing a range of investment strategies and operating the Amplify Platform for back-office support and access to program managers.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Everett J

Series 63, Series 65

Bozeman, MT

Ashton Thomas Private Wealth

Everett Jensen is a financial advisor at Ashton Thomas Private Wealth with Series 63 and Series 65 licenses and two years of industry experience. Prior to his current role, he worked at World Equity Group, Inc., WealthVest Marketing, Inc., and Edward Jones. Outside of advising, he serves as Vice President of Benchmark Land Surveying. Ashton Thomas Private Wealth offers investment advisory and wealth management services to a diverse client base, including individuals, trusts, and institutional accounts. The firm employs a multi-manager approach using mutual funds, ETFs, independent managers, and specialist strategies, supported by its Amplify Platform and affiliated entities.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
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