A complete list of active advisors currently associated with Ashton Thomas Securities, LLC

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Ashton Thomas Securities primarily serves individuals (predominantly non‑high‑net‑worth clients), along with business entities, trusts, estates, charitable organizations and employer‑sponsored retirement plans. The firm offers discretionary and non‑discretionary portfolio management, financial planning and retirement‑plan consulting across both wrap and non‑wrap program structures. The firm’s investment delivery blends model‑based portfolios and third‑party manager solutions — including proprietary wrap offerings (FB, METF, Morningstar, AS8/AS9) and access to independent sub‑advisers through its Amplify platform — and delegates certain fixed‑income mandates to an unaffiliated sub‑adviser (Altrium). Most program variants are managed on a discretionary basis (with a non‑discretionary FB3 option), and portfolios may include mutual funds, ETFs, options and, where appropriate, limited cryptocurrency exposure unless a client opts out. What is distinctive about Ashton Thomas for a multi‑team adviser is its dual role as a long‑standing registered broker‑dealer that serves as broker‑dealer of record for its advisory programs, combined with affiliated insurance businesses whose representatives can offer commission‑based insurance products — relationships the firm discloses as potential conflicts of interest. The firm manages roughly $1.86 billion through a 20‑advisor team and emphasizes platform and back‑office integration (including Pershing clearing and the Amplify relationship) to support multi‑manager solutions and centralized operations.

To learn more about the advisors currently working at Ashton Thomas Securities, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

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