A

Asia Global Asset Management, Inc

Updated today

About

Asia Global Asset Management serves individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporate clients, providing financial planning and a selection‑and‑monitoring service for independent third‑party investment advisers. The firm does not directly manage or trade client assets; instead it arranges co‑advisor relationships with recommended managers and provides ongoing monitoring and advisory support.

The firm’s approach focuses on matching a client’s stated needs, goals and risk tolerance to third‑party platforms and model portfolios — including Matson Money, AssetMark and Knightsbridge — after reviewing factors such as fees, performance, reporting capabilities and reputation. Services are non‑discretionary (clients retain final trading authority), and the firm performs periodic oversight, including reviews of custodian statements, at least annual client meetings, and monthly supervisory review of certain model portfolios.

Noteworthy features include the firm’s deliberate reliance on third‑party advisers rather than direct portfolio management, a structure that is less common among similar team firms and that can create fee‑sharing arrangements and related conflicts of interest which the firm discloses. The owners are licensed independent insurance agents and may receive commissions on insurance sales; the firm maintains a code of ethics, disclosure practices, and a business continuity plan to address conflicts and operational risks.

Client services

Selection of other advisers

Expertise

Wealth management

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Percentage

$50,000 - $500,000: 1.40% $500,000 - $1,000,000: 1.20% $1,000,000+: 1.00%

Other

Account minimum: $50,000

Main office

1024 Santa Clara Avenue

Alameda CA 94501

Advisors at this office

4

Most active in

California · New Jersey · New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Samuel H

Series 65

Alameda, CA

Asia Global Asset Management, Inc

Samuel Hong is a financial advisor at Asia Global Asset Management, Inc. with 12 years of industry experience. He holds a Series 65 credential and has worked at firms including Liontree Advisors LLC and Molten, Inc., where he currently serves as Head of Growth Strategy. In addition to his advisory role, he operates a part-time independent life and health insurance business outside of securities trading hours. Asia Global Asset Management serves individuals and various institutional clients by providing financial planning and facilitating relationships with third-party investment advisers. The firm does not manage assets directly but focuses on selecting and monitoring independent managers through a structured discovery and review process.

Wealth management
user avatar

Wanwan H

Series 65

Alameda, CA

Asia Global Asset Management, Inc

Wanwan Hong is a financial advisor at Asia Global Asset Management, Inc. with 11 years of industry experience. She holds a Series 65 designation and has been with Asia Global Asset Management since 2014. In addition to her advisory role, she operates as a sole proprietor in fixed insurance and indexed annuities sales. Asia Global Asset Management serves a diverse client base including individuals, pension plans, trusts, and charitable organizations by providing financial planning and facilitating relationships with independent third-party investment managers. The firm emphasizes a data-driven discovery process and relies primarily on outside managers for portfolio management and custody.

Wealth management
user avatar

Michael H

Series 65

Alameda, CA

Asia Global Asset Management, Inc

Michael Hsu is a financial advisor at Asia Global Asset Management, Inc. with 19 years of industry experience. He holds a Series 65 credential and previously worked at Vision Wealth Management, Inc. from 2015 to 2017. Outside of his advisory role, he is the founder and president of the Center for Marketplace Ministries, a nonprofit organization focused on training Christian entrepreneurs. Asia Global Asset Management serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate clients by providing financial planning and facilitating co-advisor relationships with independent third-party investment advisers. The firm’s approach centers on aligning client needs and risk tolerance to third-party platforms and model portfolios through non-discretionary advisory support and ongoing oversight.

Wealth management
user avatar

Marvin S

Series 63, Series 65

Alameda, CA

Asia Global Asset Management, Inc

Marvin Shiue is a financial advisor with Asia Global Asset Management, Inc., holding Series 63 and Series 65 licenses and possessing 19 years of industry experience. He has been with Asia Global Asset Management since 2009. Outside of his advisory role, he is involved in selling fixed life insurance policies. Asia Global Asset Management provides financial planning and facilitates the selection and monitoring of third-party investment advisers for individuals, pension plans, trusts, and other entities. The firm relies primarily on outside managers for portfolio management and emphasizes a discovery process to align client goals with suitable advisers.

Wealth management
View complete list of advisors at this firm
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)