Asia Global Asset Management, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Asia Global Asset Management serves individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporate clients, providing financial planning and a selection‑and‑monitoring service for independent third‑party investment advisers. The firm does not directly manage or trade client assets; instead it arranges co‑advisor relationships with recommended managers and provides ongoing monitoring and advisory support.
The firm’s approach focuses on matching a client’s stated needs, goals and risk tolerance to third‑party platforms and model portfolios — including Matson Money, AssetMark and Knightsbridge — after reviewing factors such as fees, performance, reporting capabilities and reputation. Services are non‑discretionary (clients retain final trading authority), and the firm performs periodic oversight, including reviews of custodian statements, at least annual client meetings, and monthly supervisory review of certain model portfolios.
Noteworthy features include the firm’s deliberate reliance on third‑party advisers rather than direct portfolio management, a structure that is less common among similar team firms and that can create fee‑sharing arrangements and related conflicts of interest which the firm discloses. The owners are licensed independent insurance agents and may receive commissions on insurance sales; the firm maintains a code of ethics, disclosure practices, and a business continuity plan to address conflicts and operational risks.
Client services
Expertise
Fee options
$50,000 - $500,000: 1.40% $500,000 - $1,000,000: 1.20% $1,000,000+: 1.00%
Account minimum: $50,000
Main office
1024 Santa Clara Avenue
Alameda CA 94501
Advisors at this office
4
Most active in
California · New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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