ASPAN Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management through separately managed accounts for high-net-worth individuals and qualifying entities, offering portfolio construction, security selection, trade execution, ongoing monitoring, and periodic rebalancing. The brochure notes the firm is newly organized and, as of the latest filing, reports no client assets under management.
Investment decisions combine fundamental, event-driven, and technical analysis and focus on publicly listed equities and equity derivatives with both short-term trading and longer-term, value-oriented positions and special-situation strategies. The firm is compensated primarily via a performance-based fee rather than a traditional percentage-of-assets model; performance fees are only charged to Qualified Clients and are subject to a hurdle rate and a high-water mark.
Distinctive operational features include a requirement that clients custody assets with a specified broker-dealer (Interactive Brokers), the firm’s policy to aggregate orders, and the disclosure that the firm may trade for its own accounts alongside client trading. The sole principal brings an engineering and software-industry background, and the firm reports no industry affiliations or disciplinary history.
Client services
Expertise
Fee options
25.0% of net increase in net assets annually after a 6% hurdle rate and high water mark
Account minimum: $100,000
Main office
8401 Mayland Dr 7490
Richmond VA 23294
Advisors at this office
1
Most active in
Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)