A complete list of active advisors currently associated with Aspen Financial, Inc.

Warmer can help you find a great advisor at Aspen Financial, Inc. or one who fits your needs even better.

Aspen Financial, Inc. provides fee-based, discretionary asset management and portfolio services primarily to individual and high-net-worth clients, constructing investment programs based on clients’ stated goals, time horizons, and risk tolerances. The firm does not act as a custodian and discloses that it does not sell annuities, insurance, mutual funds, limited partnerships, or other commissioned products. The firm’s investment process combines fundamental top-down analysis with technical analysis and may include swing trading as well as longer-term purchases, with strategies documented through an initial client questionnaire and implemented on a discretionary basis. It cites a broad set of market and economic information sources (for example Bloomberg, Bureau of Labor Statistics, Stratfor and market newsletters) and explicitly monitors risks such as interest-rate, market, liquidity, and option-specific risks when constructing portfolios. Distinctive features include an explicit policy of receiving no external compensation for securities sales and a stated practice of not voting client proxies unless assistance is requested, which differs from many peer practices. The adviser operates at a small scale (roughly thirty clients and under $20 million in assets under management), and its principal holds CFP certification and brings several decades of financial-industry experience alongside an atypical operational background and nonprofit leadership.

To learn more about the advisors currently working at Aspen Financial, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.