A
Aspen Grove Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$46,490,000
Clients
246
62% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
246
Very HighAverage account size
$188,984
About
Aspen Grove Investment Management LLC provides discretionary investment supervisory services to individuals, trusts, estates, charitable organizations, businesses, and pension plans and manages approximately $48.7 million in client assets. The firm has offered investment advisory services since 2009 and operates as a registered investment adviser providing custom portfolio management.
The firm constructs client portfolios using a mix of fundamental, technical and charting analysis and tailors allocations to each client’s objectives, risk tolerance, time horizon, liquidity needs and stated restrictions; options, short sales and margin are not part of the core strategy and are used only rarely to close positions. Accounts are monitored on a continuous basis with at least annual reviews, managed on a discretionary basis, and the firm typically recommends Schwab Institutional for custody, execution and related services.
Compared with many independent advisers, Aspen Grove reports an unusually high client load for a single-advisor practice—approximately 246 clients—which results in a higher client-to-advisor ratio than is typical for peers. The firm does not accept performance-based fees, generally leaves proxy voting to clients (providing advice only on request), and discloses block-trading practices and a written Code of Ethics to address potential conflicts.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $500,000: 0.75% $500,001 - $1,500,000: 0.50% $1,500,001 - $5,000,000: 0.25% $5,000,001+: 0.10%
Main office location
Aspen Grove Investment Management, LLC
Hayden ID, United States
Number of offices
1
Most active in
Aspen Grove Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · Idaho
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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