Aspen Grove Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Aspen Grove Investment Management is an independent investment adviser that provides discretionary investment supervisory services (portfolio management) to individuals, trusts, estates, charitable organizations, businesses, and pension plans. The firm manages approximately $52.5 million for about 250 clients and charges asset-based advisory fees.
The firm constructs customized portfolios based on each client’s objectives, restrictions, and holdings and monitors accounts on a continuous basis with at least annual reviews. Its investment process combines fundamental analysis with technical and charting methods and generally does not employ options trading, short sales, or margin except to liquidate or close positions.
A distinctive feature is the unusually high client load for a single-advisor firm—roughly 250 clients—which is uncommon among independent peers and may influence how services are scaled and the frequency of direct advisor interaction. The firm uses Schwab Institutional for custody and execution, routinely aggregates trades into block orders, and does not vote client proxies unless asked, leaving proxy voting to clients in most cases.
Client services
Expertise
Fee options
$0 - $500,000: 0.75% $500,001 - $1,500,000: 0.50% $1,500,001 - $5,000,000: 0.25% $5,000,001+: 0.10%
Main office
Hayden ID
Advisors at this office
1
Most active in
California · Idaho
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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