A
Aspire Advisory Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$68,626,000
Clients
80
31% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$857,825
About
Aspire Advisory Services is a California-registered, fee-only investment adviser operated as a single-advisor practice. It provides financial planning, ongoing consultation, and investment management for individuals and, notably, for businesses, charitable institutions, and retirement plans, overseeing roughly $69.5 million across about 80 client relationships.
The firm follows a fundamentally driven investment process supplemented by technical analysis for timing and emphasizes long-term, goal‑oriented portfolios. Investment management is largely discretionary, and the adviser routinely employs covered‑option writing strategies (cash‑covered puts and covered calls) and, on occasion, margin to generate income and manage risk.
Compared with many solo independent advisers, Aspire’s client mix that includes corporate and charitable clients as well as retirement plans is less typical, and the firm may act as agent in client cross‑transactions. It maintains a continuity agreement with an outside firm in the event of the adviser’s death or disability, does not act as an ERISA fiduciary for retirement plans, and—being a single‑employee firm—has not adopted a formal code of ethics.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $250,000: 1.0% annually $250,001 - $1,000,000: 0.75% annually $1,000,001+: 0.5% annually Mutual funds and bonds+: 0.5% annually
$80 per hour
Scheduled retainer fees, typically annually, negotiable but not refundable if terminated early
Minimum fee: Minimum fee per quarter: $100 Fee-only: Hourly fee of $80; Scheduled retainer fees (negotiable)
Main office location
Aspire Advisory Services
104 N School St, Suite 216
Lodi CA 95240, United States
Number of offices
1
Most active in
Aspire Advisory Services has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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