Aspire Advisory Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Aspire Advisory Services is a California-registered, fee-only investment adviser operated as a single-advisor practice. It provides financial planning, ongoing consultation, and investment management for individuals and, notably, for businesses, charitable institutions, and retirement plans, overseeing roughly $69.5 million across about 80 client relationships.
The firm follows a fundamentally driven investment process supplemented by technical analysis for timing and emphasizes long-term, goal‑oriented portfolios. Investment management is largely discretionary, and the adviser routinely employs covered‑option writing strategies (cash‑covered puts and covered calls) and, on occasion, margin to generate income and manage risk.
Compared with many solo independent advisers, Aspire’s client mix that includes corporate and charitable clients as well as retirement plans is less typical, and the firm may act as agent in client cross‑transactions. It maintains a continuity agreement with an outside firm in the event of the adviser’s death or disability, does not act as an ERISA fiduciary for retirement plans, and—being a single‑employee firm—has not adopted a formal code of ethics.
Client services
Expertise
Fee options
$0 - $250,000: 1.0% annually $250,001 - $1,000,000: 0.75% annually $1,000,001+: 0.5% annually Mutual funds and bonds+: 0.5% annually
$80 per hour
Scheduled retainer fees, typically annually, negotiable but not refundable if terminated early
Minimum fee: Minimum fee per quarter: $100 Fee-only: Hourly fee of $80; Scheduled retainer fees (negotiable)
Main office
104 N. School St #216
Lodi CA 95240
Advisors at this office
1
Most active in
California
Also doing business as
Aspire Advisory Services · David A Worcester Jr · Gold Country Financial Advisory Services · Gold Country Finanical Advisory Services · Worcester Jr, David A
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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