A complete list of active advisors currently associated with ASSET ALLOCATION STRATEGIES, llc

Warmer can help you find a great advisor at ASSET ALLOCATION STRATEGIES, llc or one who fits your needs even better.

Asset Allocation Strategies, LLC provides discretionary and non-discretionary portfolio management, financial planning, and retirement-plan consulting to a broad retail client base that includes both individual and high‑net‑worth clients as well as plan sponsors. The firm also offers supplemental services such as 529 plan assistance and advice for 401(k)/403(b) plan sponsors. Portfolio construction starts from firm-developed capital market assumptions and uses quantitative techniques—mean‑variance optimization, reverse optimization, and the Black‑Litterman framework—to create strategic and goal‑based allocations that are typically implemented with model portfolios, ETFs, and, when appropriate, approved third‑party money managers. Accounts are monitored and rebalanced on an ongoing basis, and services are delivered on either a discretionary or non‑discretionary basis depending on client agreements. Distinctive features include the firm’s affiliations with an in‑house broker‑dealer and an insurance agency, and a substantial number of dually registered representatives, which the brochure discloses can create conflicts related to commissionable product sales and trailer fees and which the firm says it seeks to mitigate through policies and supervisory review. The firm also discloses that it receives referral and platform fees from third‑party managers and certain recordkeepers used for retirement platforms; it operates a multi‑advisor structure (roughly 45 advisors and about $1 billion in client assets) while emphasizing systematic, optimization‑based investment design.

To learn more about the advisors currently working at ASSET ALLOCATION STRATEGIES, llc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.